504 FUND ADVISORS, LLC
CRD #169663 SEC #801-80810 WILMINGTON, NC 440-829-8413
SEC Registered
Total AUM
$49.3M
Discretionary
$49.3M
Employees
4
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| BLANCHARD, JORDAN, M | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIBSON, GREGORY, LEE | I | CHIEF FINANCIAL OFFICER | NA | |
| GORDY, ELIJAH, VAUGHN | I | MEMBER | NA | |
| GORDY, ELIJAH, VAUGHN | I | MEMBER | NA | |
| HUIE, TOMMY, ON | I | MEMBER | NA | |
| HUIE, TOMMY, ON | I | MEMBER | NA | |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JUDGE, ROBERT, OLIVER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUCHT, DAVID, GEORGE | I | MANAGER | NA | Control |
| LUCHT, DAVID, GEORGE | I | MANAGER | NA | Control |
| LUCHT, DAVID, GEORGE | I | MANAGER | NA | Control |
| LUCHT, DAVID, GEORGE | I | MANAGER | NA | Control |
| LUCHT, DAVID, GEORGE | I | MANAGER | NA | Control |
| LUCHT, DAVID, GEORGE | I | MANAGER | NA | Control |
| LUCHT, DAVID, GEORGE | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| OCONNELL, DANIEL, VINCENT | I | MEMBER | NA | |
| OCONNELL, DANIEL, VINCENT | I | MEMBER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| WILLIAMS, WILLIAM, LEAFORD | I | MANAGER | NA | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MEMBER | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | MANAGING MEMBER | D | Control |
| LIVE OAK BANCSHARES, INC. | DE | MANAGING MEMBER | D | Control |
| LIVE OAK BANCSHARES, INC. | DE | MANAGING MEMBER | D | Control |
| LIVE OAK BANCSHARES, INC. | DE | MANAGING MEMBER | D | Control |
| LIVE OAK BANCSHARES, INC. | DE | MANAGING MEMBER | D | Control |
| LIVE OAK BANCSHARES, INC. | DE | MANAGING MEMBER | D | Control |
| LIVE OAK BANCSHARES, INC. | DE | MANAGING MEMBER | D | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | MANAGING MEMBER | C | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | MANAGING MEMBER | C | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | MANAGING MEMBER | C | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | MANAGING MEMBER | C | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | MANAGING MEMBER | C | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | MANAGING MEMBER | B | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | MANAGING MEMBER | B | Control |
| ELSTE, MARK, A | I | CHIEF EXECUTIVE OFFICER, MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | CHIEF EXECUTIVE OFFICER, MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | CHIEF EXECUTIVE OFFICER, MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | CHIEF EXECUTIVE OFFICER, MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | CHIEF EXECUTIVE OFFICER, MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | CHIEF EXECUTIVE OFFICER, MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | CHIEF EXECUTIVE OFFICER, MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | CHIEF EXECUTIVE OFFICER; MEMBER | A | Control |
| ELSTE, MARK, ARTHUR | I | MEMBER | A | Control |
| GORDY, ELIJAH, VAUGHN | I | MEMBER | A | |
| GORDY, ELIJAH, VAUGHN | I | MEMBER | A | |
| GORDY, ELIJAH, VAUGHN | I | MEMBER | A | |
| HUIE, TOMMY, ON | I | MEMBER | A | |
| HUIE, TOMMY, ON | I | MEMBER | A | |
| HUIE, TOMMY, ON | I | MEMBER | A | |
| OCONNELL, DANIEL, VINCENT | I | MEMBER | A | |
| OCONNELL, DANIEL, VINCENT | I | MEMBER | A | |
| OCONNELL, DANIEL, VINCENT | I | MEMBER | A | |
| WELGAT, MICHAEL | I | MEMBER | A | |
| WELGAT, MICHAEL | I | MEMBER | A | |
| WELGAT, MICHAEL | I | MEMBER | A | |
| WELGAT, MICHAEL | I | MEMBER | A | |
| WELGAT, MICHAEL | I | MEMBER | A | |
| WELGAT, MICHAEL | I | MEMBER | A | |
| WELGAT, MICHAEL | I | MEMBER | A | |
| WESTON, ROGER, L | I | MEMBER | A | |
| WESTON, ROGER, LANCE | I | MEMBER | A | |
| WESTON, ROGER, LANCE | I | MEMBER | A | |
| WESTON, ROGER, LANCE | I | MEMBER | A | |
| WESTON, ROGER, LANCE | I | MEMBER | A | |
| WESTON, ROGER, LANCE | I | MEMBER | A | |
| WESTON, ROGER, LANCE | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLIN MAXWELL HENDERSON | DE | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| COLIN MAXWELL HENDERSON | DE | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| COLIN MAXWELL HENDERSON | DE | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| COLIN MAXWELL HENDERSON | DE | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| COLIN MAXWELL HENDERSON | DE | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| COLIN MAXWELL HENDERSON | DE | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| U.S.FIDUCIARY SERVICES, INC.EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S.FIDUCIARY SERVICES, INC. | E | Control |
| U.S.FIDUCIARY SERVICES, INC.EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S.FIDUCIARY SERVICES, INC. | E | Control |
| U.S.FIDUCIARY SERVICES, INC.EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S.FIDUCIARY SERVICES, INC. | E | Control |
| U.S.FIDUCIARY SERVICES, INC.EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S.FIDUCIARY SERVICES, INC. | E | Control |
| LIVE OAK BANCSHARES, INC | DE | LIVE OAK BANCSHARES, INC | D | Control |
| U.S.FIDUCIARY SERVICES, INC.EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S.FIDUCIARY SERVICES, INC. | C | Control |
| U.S.FIDUCIARY SERVICES, INC.EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S.FIDUCIARY SERVICES, INC. | C | Control |
Registrations
Federal
IA
Dec 5, 2018 REGISTERED
Notice Filings (2)
IL NC
Address
1741 TIBURON DRIVEWILMINGTON, NC 28403
United States
Phone: 440-829-8413