RIA Intelligence

ASTOR INVESTMENT MANAGEMENT LLC

CRD #169679 SEC #801-78794 CHICAGO, IL 312-228-5900
SEC Registered
Total AUM
$198.4M
Discretionary
$198.4M
Employees
6
Clients
--
Accounts
447

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 10, 2025
Branch Offices
5

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
DURBIN, BRIAN, THOMASICHIEF COMPLIANCE OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
ECKSTEIN, JOHN, FRANCISICHIEF INVESTMENT OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
MOHLMAN, MATTHEW, FRANKICHIEF COMPLIANCE OFFICERNA
MOHLMAN, MATTHEW, FRANKICHIEF COMPLIANCE OFFICERNA
MOHLMAN, MATTHEW, FRANKICHIEF COMPLIANCE OFFICERNA
MOHLMAN, MATTHEW, FRANKICHIEF COMPLIANCE OFFICERNA
MOHLMAN, MATTHEW, FRANKICHIEF COMPLIANCE OFFICERNA
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELICHIEF EXECUTIVE OFFICERNA Control
NOVAK, BRYAN, MICHAELISENIOR MANAGING DIRECTORNA Control
NOVAK, BRYAN, MICHAELICHIEF EXECUTIVE OFFICERNA Control
NOVAK, BRYAN, MICHAELICHIEF EXECUTIVE OFFICERNA Control
NOVAK, BRYAN, MICHAELICHIEF EXECUTIVE OFFICERNA Control
NOVAK, BRYAN, MICHAELICHIEF EXECUTIVE OFFICERNA Control
NOVAK, BRYAN, MICHAELICHIEF EXECUTIVE OFFICERNA Control
NOVAK, BRYAN, MICHAELICHIEF EXECUTIVE OFFICERNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OBRIEN, THOMAS, MCCARTHYIDIRECTORNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
OLIFF, LEE, CHARLESICHIEF LEGAL OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
STEIN, ROBERT, NEILICHIEF EXECUTIVE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
TENNANT, BRYAN, CHARLESICHIEF COMPLIANCE OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTORNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
THOMAS, SCOTT, ANTHONYIDIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
LAKEWOOD INVESTMENT MANAGEMENT LLCDEOWNER / MANAGING MEMBERE Control
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB
HARVEST CAPITAL STRATEGIES LLCDEOWNERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ASTOR FINANCIAL LLCDELAKEWOOD INVESTMENT MANAGEMENT LLCE Control
ASTOR FINANCIAL LLCDELAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILILAKEWOOD INVESTMENT MANAGEMENT LLCE Control
STEIN, ROBERT, NEILIASTOR FINANCIAL LLCE Control
STEIN, ROBERT, NEILIASTOR FINANCIAL LLCE Control
STEIN, ROBERT, NEILIASTOR FINANCIAL LLCE Control
ASTOR FINANCIAL LLCDELAKEWOOD INVESTMENT MANAGEMENT LLCD Control

Registrations

Federal

IA
Feb 10, 2025 REGISTERED

Notice Filings (51)

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Address

233 SOUTH WACKER DRIVE
SUITE 4400
CHICAGO, IL 60606
United States
Phone: 312-228-5900