LAW FINANCE GROUP LLC
CRD #169835 SEC #802-80110 SAN RAFAEL, CA 415-446-2300
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Jul 15, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AL ZIMMERMAN CAPITAL LLC | DE | MEMBER | D | Control |
| AL ZIMMERMAN CAPITAL LLC | DE | MEMBER | D | Control |
| AL ZIMMERMAN CAPITAL LLC | DE | MEMBER | D | Control |
| HASS HOLDINGS LLC | DE | MEMBER | B | Control |
| HASS HOLDINGS LLC | DE | MEMBER | B | Control |
| HASS HOLDINGS LLC | DE | MEMBER | B | Control |
| SOUTHGATE HOLDINGS LLC | DE | MEMBER | B | Control |
| SOUTHGATE HOLDINGS LLC | DE | MEMBER | B | Control |
| SOUTHGATE HOLDINGS LLC | DE | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARPENTER, MICHAEL, ALAN | I | SOUTHGATE HOLDINGS LLC | E | Control |
| CARPENTER, MICHAEL, ALAN | I | SOUTHGATE HOLDINGS LLC | E | Control |
| CARPENTER, MICHAEL, ALAN | I | SOUTHGATE HOLDINGS LLC | E | Control |
| SWEETBAUM, HENRY | I | HASS HOLDINGS, LLC | E | Control |
| SWEETBAUM, HENRY | I | HASS HOLDINGS, LLC | E | Control |
| SWEETBAUM, HENRY | I | HASS HOLDINGS, LLC | E | Control |
| ZIMMERMAN, ALAN, L. | I | A.L. ZIMMERMAN CAPITAL, LLC | E | Control |
| ZIMMERMAN, ALAN, L. | I | A.L. ZIMMERMAN CAPITAL, LLC | E | Control |
| ZIMMERMAN, ALAN, L. | I | A.L. ZIMMERMAN CAPITAL, LLC | E | Control |
Registrations
Federal
ERA
Jul 15, 2014 REGISTERED
Address
1401 LOS GAMOS DR.SUITE 140
SAN RAFAEL, CA 94903
United States
Phone: 415-446-2300