CAPSTONE EQUITIES MANAGER, LLC
CRD #169859 SEC #801-78924 NEW YORK, NY 646-517-1411
SEC Registered Private Funds Disclosures
Total AUM
$363K
Discretionary
$363K
Employees
3
Clients
--
Accounts
3
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LI, QI | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| LI, QI | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| LI, QI | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| LI, QI | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| LI, QI | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | E | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ROSHANZAMIR, JOSHUA, ISAAC | I | MANAGING MEMBER AND PORTFOLIO MANAGER | D | Control |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER AND CHIEF COMPLIANCE OFFICER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | |
| ADELIPOUR, JUSTIN, JOSEPH | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | B | |
| CHUD, ADAM, M | I | MEMBER AND PORTFOLIO MANAGER | A |
Registrations
Federal
IA
Mar 13, 2019 REGISTERED
Notice Filings (1)
NY
Address
545 FIFTH AVENUESUITE 1209
NEW YORK, NY 10017
United States
Phone: 646-517-1411