THE HUNTINGTON INVESTMENT COMPANY
Legal name: HUNTINGTON FINANCIAL ADVISORS
CRD #16986 SEC #801-58015 COLUMBUS, OH 800.322.4600
SEC Registered Broker-Dealer Disclosures
Total AUM
$6.3B
Discretionary
$6.3B
Employees
501
Clients
--
Accounts
37,298
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 21, 2025
- Branch Offices
- 787
- LEI
- 5493004MEJ6IU9SR1R78
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ADAMS, STEVEN LEE | I | DIRECTOR OF OPERATIONS | NA | |
| ALEXANDER, HOLLI JO | I | OPERATIONS MANAGER | NA | Control |
| ALEXANDER, HOLLI JO | I | OPERATIONS MANAGER | NA | Control |
| ALEXANDER, HOLLI JO | I | OPERATIONS MANAGER | NA | Control |
| ALEXANDER, HOLLI JO | I | OPERATIONS MANAGER | NA | Control |
| ALEXANDER, HOLLI JO | I | OPERATIONS MANAGER | NA | Control |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALLARD, MONICA VICKMAN | I | SECRETARY | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BALSTER, PAUL CONRAD | I | FINOP | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BENHASE, DANIEL BRIAN | I | DIRECTOR OF COMPANY | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BOARDMAN, JEFFREY MICHAEL | I | CONFLICT OFFICER | NA | |
| BRUNNER, MICHAEL EVANS | I | ROSFP | NA | |
| BRUNNER, MICHAEL EVANS | I | MUNICIPAL PRINCIPAL | NA | |
| BRUNNER, MICHAEL EVANS | I | ROSFP | NA | |
| BRUNNER, MICHAEL EVANS | I | MUNICIPAL PRINCIPAL | NA | |
| BRUNNER, MICHAEL EVANS | I | ROSFP | NA | |
| BRUNNER, MICHAEL EVANS | I | MUNICIPAL PRINCIPAL | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| BUSCH, JENNIFER LYN | I | CROP | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CASE, LARRY DEAN | I | SECRETARY | NA | |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | INSTITUTIONAL SALES MANAGER | NA | Control |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | INSTITUTIONAL SALES MANAGER | NA | Control |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | INSTITUTIONAL SALES MANAGER | NA | Control |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | INSTITUTIONAL SALES MANAGER | NA | Control |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | INSTITUTIONAL SALES MANAGER | NA | Control |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | INSTITUTIONAL SALES MANAGER | NA | Control |
| CHAPMAN, JEFFREY STEWART | I | DIRECTOR OF COMPANY | NA | |
| CHAPMAN, JEFFREY STEWART | I | INSTITUTIONAL SALES MANAGER | NA | Control |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| CHIN, CYNTHIA GAY | I | FINOP | NA | |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| COMFORT, ROBERT JAMES | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DAHLKE, STEPHEN MATTHEW | I | ENTERPRISE COMPLIANCE RISK DIRECTOR | NA | Control |
| DALY, CASEY LYNN | I | CONFLICT OFFICER | NA | |
| DALY, CASEY LYNN | I | CONFLICT OFFICER | NA | |
| DALY, CASEY LYNN | I | CONFLICT OFFICER | NA | |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DEWBERRY, RICHARD TODD | I | MUNICIPAL PRINCIPAL | NA | Control |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | CONFLICT OFFICER | NA | |
| DOUGHERTY, MATTHEW JAMES | I | AML OFFICER | NA | |
| DUNCAN, ERICA | I | BOARD MEMBER | NA | Control |
| DUNCAN, ERICA | I | BOARD MEMBER | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| DUNLAP, PETER AUSTIN | I | SVP, NATIONAL SALES MANAGER | NA | Control |
| DUNLAP, PETER AUSTIN | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| DUNLAP, PETER AUSTIN | I | PRESIDENT, DIRECTOR OF COMPANY | NA | Control |
| ERDELYI, MICHAEL DAVID | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| ERDELYI, MICHAEL DAVID | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| ERDELYI, MICHAEL DAVID | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| ERDELYI, MICHAEL DAVID | I | DIRECTOR OF OPERATIONS | NA | |
| ERDELYI, MICHAEL DAVID | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| ERDELYI, MICHAEL DAVID | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| EVANS, MICHAEL DAVID | I | OPERATIONS MANAGER | NA | |
| EVANS, MICHAEL DAVID | I | OPERATIONS MANAGER | NA | |
| EVANS, STANLEY KENNETH | I | SVP- NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| EVANS, STANLEY KENNETH | I | SVP- NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| EVANS, STANLEY KENNETH | I | SVP- NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| EVANS, STANLEY KENNETH | I | SVP- NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| EVANS, STANLEY KENNETH | I | SVP- NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| EVANS, STANLEY KENNETH | I | SVP- NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| FERGUSON, EMILY ELIZABETH | I | CHIEF TECHNOLOGY OFFICER | NA | |
| FERGUSON, EMILY ELIZABETH | I | CHIEF TECHNOLOGY OFFICER | NA | |
| FERGUSON, EMILY ELIZABETH | I | CHIEF TECHNOLOGY OFFICER | NA | |
| FERGUSON, EMILY ELIZABETH | I | CHIEF TECHNOLOGY OFFICER | NA | |
| FERGUSON, EMILY ELIZABETH | I | CHIEF TECHNOLOGY OFFICER | NA | |
| FERGUSON, EMILY ELIZABETH | I | CHIEF TECHNOLOGY OFFICER | NA | |
| FITZSIMMONS, DAVID RAYMOND | I | MUNICIPAL PRINCIPAL | NA | Control |
| FITZSIMMONS, DAVID RAYMOND | I | MUNICIPAL PRINCIPAL | NA | Control |
| FITZSIMMONS, DAVID RAYMOND | I | MUNICIPAL PRINCIPAL | NA | Control |
| FITZSIMMONS, DAVID RAYMOND | I | MUNICIPAL PRINCIPAL | NA | Control |
| FITZSIMMONS, DAVID RAYMOND | I | MUNICIPAL PRINCIPAL | NA | Control |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | SROP | NA | |
| FOGEL, MICHAEL JAY | I | MUNICIPAL PRINCIPAL | NA | |
| FOGEL, MICHAEL JAY | I | SROP | NA | |
| FOGEL, MICHAEL JAY | I | MUNICIPAL PRINCIPAL | NA | |
| FOGEL, MICHAEL JAY | I | SROP | NA | |
| FOGEL, MICHAEL JAY | I | MUNICIPAL PRINCIPAL | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FOGEL, MICHAEL JAY | I | ROSFP | NA | |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESTA, CYNTHIA JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FREDRICKSON, BARRY GORDON | I | MUNICIPAL PRINCIPAL | NA | |
| FREDRICKSON, BARRY GORDON | I | MUNICIPAL PRINCIPAL | NA | |
| FREDRICKSON, BARRY GORDON | I | MUNICIPAL PRINCIPAL | NA | |
| FREDRICKSON, BARRY GORDON | I | MUNICIPAL PRINCIPAL | NA | |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WEALTH ADVISORS | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GARTNER, PAUL ANDREW | I | SVP, NATIONAL SALES MANAGER - WMG | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GRANT, JOHN CHARLES | I | SVP, INSTITUTIONAL SALES MANAGER | NA | Control |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREGORY, MARK ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAMILTON, MELANIE KATE-MCFARLAND | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| HAZEL, AMY RACHELLE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HAZEL, AMY RACHELLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HILL, ELIZABETH MARIE | I | SECRETARY | NA | |
| HOLDING, MELISSA | I | DIRECTOR OF WEALTH MANAGEMENT | NA | |
| HOLDING, MELISSA | I | BOARD MEMBER | NA | Control |
| HOLDING, MELISSA | I | DIRECTOR OF WEALTH MANAGEMENT | NA | |
| HOLDING, MELISSA | I | BOARD MEMBER | NA | Control |
| HOLDING, MELISSA | I | DIRECTOR OF WEALTH MANAGEMENT | NA | |
| HOLDING, MELISSA | I | BOARD MEMBER | NA | Control |
| HOLDING, MELISSA | I | DIRECTOR OF WEALTH MANAGEMENT | NA | |
| HOLDING, MELISSA | I | BOARD MEMBER | NA | Control |
| HOLDING, MELISSA | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| HOLDING, MELISSA | I | BOARD MEMBER | NA | Control |
| HOLDING, MELISSA | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| HOLDING, MELISSA | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| HUTCHESON, DAVID JAMES | I | BOARD MEMBER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| KLOSZ, RAYMOND THEODORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLOSZ, RAYMOND THEODORE | I | CHIEF OPERATING OFFICER, DIRECTOR OF COMPANY | NA | Control |
| LARSEN, LARRY PATRICK | I | SROP/CROP | NA | |
| LARSEN, LARRY PATRICK | I | SROP/CROP | NA | |
| LARSEN, LARRY PATRICK | I | CROP | NA | |
| LARSEN, LARRY PATRICK | I | SROP | NA | |
| LARSEN, LARRY PATRICK | I | SROP | NA | |
| LARSEN, LARRY PATRICK | I | SROP | NA | |
| LARSEN, LARRY PATRICK | I | CROP | NA | |
| LARSEN, LARRY PATRICK | I | CROP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LARSEN, LARRY PATRICK | I | ROSFP | NA | |
| LONG, CRAIG MCCUTCHEON | I | DIRECTOR OF COMPLIANCE | NA | |
| LONG, CRAIG MCCUTCHEON | I | DIRECTOR OF COMPLIANCE | NA | |
| LONG, CRAIG MCCUTCHEON | I | DIRECTOR OF COMPLIANCE | NA | |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| LOUGH, SHAWN PATRICK | I | BOARD MEMBER | NA | Control |
| MCFARLAND, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MCFARLAND-JOHNSON, MELANIE KATE | I | FINOP | NA | |
| MEARS, JOHANNA MARIE | I | AML OFFICER | NA | |
| MEARS, JOHANNA MARIE | I | AML OFFICER | NA | |
| MEARS, JOHANNA MARIE | I | AML OFFICER | NA | |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | BOARD MEMBER | NA | Control |
| PECK, THOMAS ROBERT | I | SROP | NA | |
| PECK, THOMAS ROBERT | I | SROP | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | SROP | NA | |
| PECK, THOMAS ROBERT | I | SROP | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| PECK, THOMAS ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POLIVKA, ALEX C | I | AML OFFICER | NA | |
| POWER, MAUREEN LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF OPERATING OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| POWER, MAUREEN LYNN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| POWER, MAUREEN LYNN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| POWER, MAUREEN LYNN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| REBER, AARON | I | BOARD MEMBER | NA | Control |
| REBER, AARON | I | BOARD MEMBER | NA | Control |
| REBER, AARON | I | BOARD MEMBER | NA | Control |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | CHIEF FINANCIAL OFFICER | NA | |
| RICHARDSON, STEPHEN MONROE | I | FINOP | NA | |
| ROBINSON, MICHAEL GENE | I | BOARD MEMBER | NA | Control |
| ROBINSON, MICHAEL GENE | I | BOARD MEMBER | NA | Control |
| ROBINSON, MICHAEL GENE | I | BOARD MEMBER | NA | Control |
| ROBINSON, MICHAEL GENE | I | DIRECTOR OF WEALTH MANAGEMENT | NA | |
| ROBINSON, MICHAEL GENE | I | BOARD MEMBER | NA | Control |
| ROBINSON, MICHAEL GENE | I | BOARD MEMBER | NA | Control |
| ROBINSON, MICHAEL GENE | I | DIRECTOR OF WEALTH MANAGEMENT | NA | |
| ROBINSON, MICHAEL GENE | I | BOARD MEMBER | NA | Control |
| ROBINSON, MICHAEL GENE | I | DIRECTOR OF WEALTH MANAGEMENT | NA | |
| ROBINSON, MICHAEL GENE | I | BOARD MEMBER | NA | Control |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| RUZ, ROGER ANTHONY | I | ROSFP | NA | |
| RUZ, ROGER ANTHONY | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | SROP | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | SROP | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SCHOONOVER, ERIC DAVID | I | MUNICIPAL PRINCIPAL | NA | |
| SEIFFERT, RONALD J | I | DIRECTOR | NA | Control |
| SEIFFERT, RONALD J | I | DIRECTOR | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | SVP, NATIONAL SALES MANAGER - RETAIL | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHERMAN, BELINDA JANE | I | PRESIDENT | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHORES, SERINA M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINGER, DOUGLAS LAWRENCE | I | PRESIDENT | NA | Control |
| SINGER, DOUGLAS LAWRENCE | I | PRESIDENT | NA | Control |
| SINGER, DOUGLAS LAWRENCE | I | PRESIDENT | NA | Control |
| SINGER, DOUGLAS LAWRENCE | I | PRESIDENT | NA | Control |
| SINGER, DOUGLAS LAWRENCE | I | PRESIDENT | NA | Control |
| SMITH, DAVID LEON | I | AML OFFICER | NA | |
| SMITH, DAVID LEON | I | AML OFFICER | NA | |
| SMITH, DAVID LEON | I | AML OFFICER | NA | |
| VANFLEET, JOHN DAROLD | I | TREASURER | NA | |
| VANFLEET, JOHN DAROLD | I | TREASURER | NA | |
| VANFLEET, JOHN DAROLD | I | TREASURER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| WATSON, MATTHEW DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUNTINGTON BANCSHARES INCORPORATED | DE | N/A | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | N/A | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | N/A | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | N/A | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON BANCSHARES INCORPORATED | DE | PARENT COMPANY | E | Control |
| HUNTINGTON NATIONAL BANK | DE | N/A | E | Control |
| HUNTINGTON NATIONAL BANK | DE | N/A | E | Control |
| HUNTINGTON NATIONAL BANK | DE | N/A | E | Control |
| HUNTINGTON NATIONAL BANK | DE | N/A | E | |
| HUNTINGTON NATIONAL BANK | DE | N/A | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HUNTINGTON BANCSHARES, INCORPORATED | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INCORPORATED | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INCORPORATED | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INCORPORATED | DE | HUNTINGTON NATIONAL BANK | E | |
| HUNTINGTON BANCSHARES, INCORPORATED | DE | HUNTINGTON NATIONAL BANK | E |
Registrations
Federal
IA
Jul 21, 2025 REGISTERED
Notice Filings (52)
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Address
41 S. HIGH STREETCOLUMBUS, OH 43215
United States
Phone: 800.322.4600