401(K) GPS, LLC
Legal name: 401K GPS
CRD #169877 SEC #801-78872 BRIGHTON, MI 810-229-6446
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBER, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHECHEL, MICHAEL, ROBERT | I | VICE PRESIDENT | NA | Control |
| LAY, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERICH, ERIC, VELIBOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERICH, ERIC, VELIBOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERICH, ERIC, VELIBOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RITSEMA, KYRSTIN, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RITSEMA, KYRSTIN, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WICKHAM, CODY, EDWARD | I | CHIEF INFORMATION SECURITY OFFICER | NA | |
| WICKHAM, CODY, EDWARD | I | CHIEF INFORMATION SECURITY OFFICER | NA | |
| WICKHAM, CODY, EDWARD | I | CHIEF INFORMATION SECURITY OFFICER | NA | |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
| HERZOG, ALBERT, PINGREE | I | PRINCIPAL OWNER/PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (21)
AZ CA FL GA IL IN KY LA MI MN NC NE NH NJ NY OH PA SC TN TX WI
Address
135 WEST NORTH STREET, SUITE 1BRIGHTON, MI 48116
United States
Phone: 810-229-6446