JIM SAULNIER & ASSOCIATES, LLC
CRD #169889 SEC #801-128717 FORT COLLINS, CO 970-530-0556
SEC Registered
Total AUM
$180M
Discretionary
$180M
Employees
7
Clients
51
Accounts
517
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 8, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SAULNIER, JAMES, HENRY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SAULNIER, JAMES, HENRY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SAULNIER, JAMES, HENRY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SAULNIER, JAMES, HENRY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| SAULNIER, JAMES, HENRY | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Aug 8, 2025 REGISTERED
Notice Filings (16)
AZ CA CO FL GA IL LA MI NC NH NJ NY OH PA TX WA
Address
506 EAST MULBERRY STFORT COLLINS, CO 80524
United States
Phone: 970-530-0556