NWM FUND GROUP, LLC
CRD #169928 SEC #801-79128 NAPA, CA 707-252-1343
SEC Registered
Total AUM
$58.8M
Discretionary
$58.8M
Employees
2
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCCUEN, GEORGE, PAUL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| AYLES, TIMOTHY, LEE | I | OWNER | D | Control |
| AYLES, TIMOTHY, LEE | I | OWNER | D | Control |
| AYLES, TIMOTHY, LEE | I | OWNER | D | Control |
| AYLES, TIMOTHY, LEE | I | OWNER | D | Control |
| AYLES, TIMOTHY, LEE | I | OWNER | D | Control |
| AYLES, TIMOTHY, LEE | I | OWNER | D | Control |
| MCCUEN, GEORGE, PAUL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| MCCUEN, GEORGE, PAUL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| MCCUEN, GEORGE, PAUL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| MCCUEN, GEORGE, PAUL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| MCCUEN, GEORGE, PAUL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| MCCUEN, GEORGE, PAUL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 18, 2019 REGISTERED
Notice Filings (1)
CA
Address
1836 SECOND STREETNAPA, CA 94559
United States
Phone: 707-252-1343