HATFIELD INSURANCE & FINANCIAL SERVICES, INC.
CRD #169941 SEC #801-79041 SHERMAN OAKS, CA 818-981-5050
SEC Registered
Total AUM
$31.5M
Discretionary
$31.5M
Employees
1
Clients
0
Accounts
215
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HATFIELD, ERIC, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 4, 2014 REGISTERED
Notice Filings (3)
AZ CA TX
Address
13949 VENTURA BOULEVARDSUITE 330
SHERMAN OAKS, CA 91423
United States
Phone: 818-981-5050