SCOTTRADE INVESTMENT MANAGEMENT, INC.
Legal name: SCOTTRADE INVESTMENT MANAGEMENT
CRD #169988 SEC #801-79217 SAINT LOUIS, MO 314-965-1555
SEC Registered
Total AUM
$2.3B
Discretionary
$2.3B
Employees
300
Clients
--
Accounts
20,396
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2018
- Branch Offices
- 55
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELL, JOHN | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| BELL, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| BELL, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| BELL, JOHN | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| BELL, JOHN | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| BELL, JOHN | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| BELL, JOHN | I | CHIEF OPERATING OFFICER, PRESIDENT | NA | Control |
| BOYLE, STEPHEN, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYLE, STEPHEN, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| BREFELD, JAMES, A (MI ONLY) | I | TREASURER | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | DIRECTOR | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | DIRECTOR | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | DIRECTOR | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | DIRECTOR | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | DIRECTOR | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| CORRENTI, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT OF PRODUCT | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DENNISON, DREW, OCONNOR | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR AND PRESIDENT | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| DESILVA, PETER, JAMES | I | DIRECTOR | NA | Control |
| GOLDE, SCOTT, JAY | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GOLDE, SCOTT, JAY | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GOLDE, SCOTT, JAY | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GOLDE, SCOTT, JAY | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GOLDE, SCOTT, JAY | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| GOLDE, SCOTT, JAY | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| JUDGE, MATTHEW, THOMAS | I | VICE PRESIDENT | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF RISK OFFICER | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF RISK OFFICER | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF RISK OFFICER | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF RISK OFFICER | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF RISK OFFICER | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF RISK OFFICER | NA | Control |
| KIMM, DAVID, ROBERT | I | CHIEF RISK OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MARTIN, ANDREW, DWIGHT | I | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, W | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, WALTER | I | PRESIDENT | NA | Control |
| MERKAU, ERIK, WALTER | I | PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| MEYER, SHELBY, LEE | I | VICE PRESIDENT | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| OTT, GILBERT, RUSSELL | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| PAULS, AMY, LEA | I | SECRETARY | NA | Control |
| STRAIN, CHAD, LEE | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| STRAIN, CHAD, LEE | I | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | NA | Control |
| WILSON, MATTHEW, GEORGE | I | DIRECTOR | NA | Control |
| WILSON, MATTHEW, GEORGE | I | DIRECTOR | NA | Control |
| WILSON, MATTHEW, GEORGE | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| WULF, JANE, FRANCES | I | DIRECTOR | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| YATES, WILLIAM, THOMAS | I | TREASURER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIGAITIS, KELLY, MOSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| SCOTTRADE FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| TD AMERITRADE HOLDINGS CORP. | DE | OWNER | E | Control |
| TD AMERITRADE HOLDINGS CORP. | DE | OWNER | E | Control |
| TD AMERITRADE HOLDINGS CORP. | DE | OWNER | E | Control |
| TD AMERITRADE HOLDINGS CORP. | DE | OWNER | E | Control |
| TD AMERITRADE HOLDINGS CORP. | DE | OWNER | E | Control |
| TD AMERITRADE HOLDINGS CORP. | DE | OWNER | E | Control |
| TD AMERITRADE HOLDINGS CORP. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | F | Control |
| RINEY, RODGER, ODELL | I | THE RODGER RINEY TRUST DTD 8/2/91 | F | Control |
| TD AMERITRADE HOLDING CORPORATION | DE | SCOTTRADE INVESTMENT MANAGEMENT | E | Control |
| TD AMERITRADE HOLDING CORPORATION | DE | SCOTTRADE INVESTMENT MANAGEMENT | E | Control |
| TD AMERITRADE HOLDING CORPORATION | DE | SCOTTRADE INVESTMENT MANAGEMENT | E | Control |
| TD AMERITRADE HOLDING CORPORATION | DE | SCOTTRADE INVESTMENT MANAGEMENT | E | Control |
| TD AMERITRADE HOLDING CORPORATION | DE | SCOTTRADE INVESTMENT MANAGEMENT | E | Control |
| TD AMERITRADE HOLDING CORPORATION | DE | SCOTTRADE INVESTMENT MANAGEMENT | E | Control |
| TD AMERITRADE HOLDING CORPORATION | DE | SCOTTRADE INVESTMENT MANAGEMENT | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/12 | DE | SCOTTRADE FINANCIAL SERVICES, INC. | E | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
| THE RODGER RINEY TRUST DTD 8/2/91 | DE | THE RODGER O. RINEY FAMILY VOTING TRUST U/A/D 12/31/2012 | D | Control |
Registrations
Federal
IA
Apr 9, 2018 REGISTERED
Notice Filings (51)
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