BANC ONE SECURITIES CORPORATION
CRD #16999 SEC #801- CHICAGO, IL 312-732-4174
SEC Registered Broker-Dealer
Total AUM
$927.6M
Discretionary
$0
Employees
--
Clients
--
Accounts
4,921
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 10, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| ANDERSON, ELLEN FOWLER | I | ASSISTANT SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| BERRY, JAMES C. P. | I | SECRETARY | NA | |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JAMES HUBER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DAVIS, JEFFREY L | I | ASSISTANT SECRETARY | NA | |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | DIRECTOR | NA | Control |
| DONOVAN, DAVID EDWIN | I | DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO | NA | Control |
| FELKER, WILLIAM ROBERT | I | PRESIDENT & CEO | NA | Control |
| HALFENGER, ALAN KENT JR | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| HALFENGER, ALAN KENT JR | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| HALFENGER, ALAN KENT JR | I | CHIEF COMPLIANCE OFFICER, CROP | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, JOHN MCDEVITT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUKAS, JAMES JOSEPH | I | CHIEF INFORMATION OFFICER | NA | Control |
| LUKAS, JAMES JOSEPH | I | CHIEF INFORMATION OFFICER | NA | Control |
| LUKAS, JAMES JOSEPH | I | CHIEF INFORMATION OFFICER | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | PRESIDENT/DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | PRESIDENT/DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | PRESIDENT/DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | PRESIDENT/DIRECTOR | NA | Control |
| MACLELLAN, JOHN STEPHEN | I | PRESIDENT/DIRECTOR | NA | Control |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| MARKHAM, BRADFORD MICHAEL | I | ASSISTANT SECRETARY | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | TREASURER AND CFO/FINOP | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN, KEVIN LEE | I | TREASURER AND CFO/FINOP | NA | Control |
| MARTIN, KEVIN LEE | I | TREASURER AND CFO/FINOP | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | PRESIDENT/DIRECTOR/CHAIRMAN | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| REED, MICHAEL JOHN | I | PRESIDENT/DIRECTOR/CHAIRMAN | NA | Control |
| REED, MICHAEL JOHN | I | PRESIDENT/DIRECTOR/CHAIRMAN | NA | Control |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SAMSON, TIMOTHY HUGH | I | ASSISTANT SECRETARY | NA | |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | DIRECTOR | NA | Control |
| SCHARF, CHARLES WILLIAM | I | DIRECTOR | NA | Control |
| STOUTAMIRE, ELLEN FOWLER | I | SECRETARY | NA | |
| STOUTAMIRE, ELLEN FOWLER | I | SECRETARY | NA | |
| STOUTAMIRE, ELLEN FOWLER | I | SECRETARY | NA | |
| STOUTAMIRE, ELLEN FOWLER | I | SECRETARY | NA | |
| STOUTAMIRE, ELLEN FOWLER | I | SECRETARY | NA | |
| WACHS, GARY DAVID | I | DIRECTOR OF COMPLIANCE | NA | Control |
| WACHS, GARY DAVID | I | DIRECTOR OF COMPLIANCE | NA | Control |
| WACHS, GARY DAVID | I | DIRECTOR OF COMPLIANCE | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | Control |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | |
| WARTA, TERESA LYNN | I | TREASURER & CFO | NA | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E | |
| BANC ONE CAPITAL HOLDING CORPORATION | DE | HOLDING COMPANY | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK ONE CORPORATION | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| BANK ONE CORPORATION | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE CAPITAL HOLDING CORPORATION | E | Control |
Registrations
Federal
IA
Jun 10, 2005 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
300 SOUTH RIVERSIDE PLAZA19TH FLOOR
CHICAGO, IL 60606
USA
Phone: 312-732-4174