SDM ADVISORS, LLC
CRD #170014 SEC #801-79598 SAN FRANCISCO, CA 415-691-4040
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 22, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAYER, STEPHEN, DAVID | I | MANAGING PARTNER | E | Control |
| MAYER, STEPHEN, DAVID | I | MANAGING MEMBER | E | Control |
| MAYER, STEPHEN, DAVID | I | MANAGING MEMBER | E | Control |
| MAYER, STEPHEN, DAVID | I | MANAGING MEMBER | E | Control |
| MAYER, STEPHEN, DAVID | I | MANAGING MEMBER | E | Control |
| HILLSBERY, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER | B | Control |
| HILLSBERY, RICHARD, ANDREW | I | MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| HILLSBERY, RICHARD, ANDREW | I | MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| HILLSBERY, RICHARD, ANDREW | I | MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
| HILLSBERY, RICHARD, ANDREW | I | MEMBER AND CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Aug 22, 2014 REGISTERED
Notice Filings (3)
CA FL IL
Address
235 MONTGOMERY STREET28TH FLR.
SAN FRANCISCO, CA 94104
United States
Phone: 415-691-4040