CAPITAL BANK AND TRUST COMPANY
CRD #170017 SEC #801-79234 IRVINE, CA (949) 975-5000
SEC Registered
Total AUM
$139.3B
Discretionary
$139.3B
Employees
121
Clients
--
Accounts
579
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $139.3B | $139.3B | $0 | 121 | 0 |
| Jul 2025 | $75.9B | $75.9B | $0 | 151 | 0 |
| Jan 2025 | $75.9B | $75.9B | $0 | 151 | 0 |
| Jan 2025 | $75.9B | $75.9B | $0 | 151 | 0 |
| Dec 2024 | $75.9B | $75.9B | $0 | 151 | 0 |
| Sep 2024 | $75.9B | $75.9B | $0 | 151 | 0 |
| Jun 2024 | $45.4B | $45.4B | $0 | 187 | 0 |
| Mar 2024 | $45.4B | $45.4B | $0 | 187 | 0 |
| Dec 2023 | $45.4B | $45.4B | $0 | 187 | 0 |
| Sep 2023 | $45.4B | $45.4B | $0 | 187 | 0 |
| Feb 2023 | $34.3B | $34.3B | $0 | 183 | 0 |
| Jan 2023 | $34.3B | $34.3B | $0 | 183 | 0 |
| Sep 2022 | $34.3B | $34.3B | $0 | 183 | 0 |
| Jan 2022 | $38.2B | $38.2B | $0 | 146 | 0 |
| Sep 2021 | $38.2B | $38.2B | $0 | 146 | 0 |
| Jul 2021 | $38.2B | $38.2B | $0 | 304 | 0 |
| Sep 2020 | $46.7B | $46.7B | $0 | 304 | 0 |
| Jun 2020 | $46.1B | $45.4B | $671.1M | 299 | 0 |
| Jan 2020 | $46.1B | $45.4B | $671.1M | 299 | 0 |
| Nov 2019 | $46.1B | $45.4B | $671.1M | 299 | 0 |
| Sep 2019 | $46.1B | $45.4B | $671.1M | 299 | 0 |
| Jan 2019 | $33.7B | $32.9B | $845.3M | 286 | 0 |
| Sep 2018 | $33.7B | $32.9B | $845.3M | 286 | 0 |
| Sep 2017 | $32.4B | $31.6B | $797.5M | 311 | 4,200 |
| Feb 2017 | $30.1B | $29.3B | $813.2M | 349 | 4,000 |
| Dec 2016 | $30.1B | $29.3B | $813.2M | 349 | 4,000 |
| Sep 2016 | $30.1B | $29.3B | $813.2M | 349 | 4,000 |
| Sep 2016 | $30.1B | $29.3B | $813.2M | 349 | 4,000 |
| Jul 2016 | $30.1B | $30B | $30.6M | 352 | 3,900 |
| Apr 2016 | $30.1B | $30B | $30.6M | 352 | 3,900 |
| Jan 2016 | $11.2B | $11.1B | $45.5M | 216 | 26 |
| Nov 2015 | $11.2B | $11.1B | $45.5M | 216 | 26 |
| Nov 2015 | $11.2B | $11.1B | $45.5M | 216 | 26 |
| Sep 2015 | $11.2B | $11.1B | $45.5M | 216 | 26 |
| Sep 2014 | $12.3B | $12.3B | $44M | 182 | 26 |
| Jul 2014 | $12.1B | $12.1B | $0 | 183 | 26 |
| Feb 2014 | $12.1B | $12.1B | $0 | 183 | 26 |
| Feb 2014 | $12.1B | $12.1B | $0 | 183 | 26 |
DateSep 2025
Total AUM$139.3B
Discretionary$139.3B
Non-Disc.$0
Employees121
Clients0
DateJul 2025
Total AUM$75.9B
Discretionary$75.9B
Non-Disc.$0
Employees151
Clients0
DateJan 2025
Total AUM$75.9B
Discretionary$75.9B
Non-Disc.$0
Employees151
Clients0
DateJan 2025
Total AUM$75.9B
Discretionary$75.9B
Non-Disc.$0
Employees151
Clients0
DateDec 2024
Total AUM$75.9B
Discretionary$75.9B
Non-Disc.$0
Employees151
Clients0
DateSep 2024
Total AUM$75.9B
Discretionary$75.9B
Non-Disc.$0
Employees151
Clients0
DateJun 2024
Total AUM$45.4B
Discretionary$45.4B
Non-Disc.$0
Employees187
Clients0
DateMar 2024
Total AUM$45.4B
Discretionary$45.4B
Non-Disc.$0
Employees187
Clients0
DateDec 2023
Total AUM$45.4B
Discretionary$45.4B
Non-Disc.$0
Employees187
Clients0
DateSep 2023
Total AUM$45.4B
Discretionary$45.4B
Non-Disc.$0
Employees187
Clients0
DateFeb 2023
Total AUM$34.3B
Discretionary$34.3B
Non-Disc.$0
Employees183
Clients0
DateJan 2023
Total AUM$34.3B
Discretionary$34.3B
Non-Disc.$0
Employees183
Clients0
DateSep 2022
Total AUM$34.3B
Discretionary$34.3B
Non-Disc.$0
Employees183
Clients0
DateJan 2022
Total AUM$38.2B
Discretionary$38.2B
Non-Disc.$0
Employees146
Clients0
DateSep 2021
Total AUM$38.2B
Discretionary$38.2B
Non-Disc.$0
Employees146
Clients0
DateJul 2021
Total AUM$38.2B
Discretionary$38.2B
Non-Disc.$0
Employees304
Clients0
DateSep 2020
Total AUM$46.7B
Discretionary$46.7B
Non-Disc.$0
Employees304
Clients0
DateJun 2020
Total AUM$46.1B
Discretionary$45.4B
Non-Disc.$671.1M
Employees299
Clients0
DateJan 2020
Total AUM$46.1B
Discretionary$45.4B
Non-Disc.$671.1M
Employees299
Clients0
DateNov 2019
Total AUM$46.1B
Discretionary$45.4B
Non-Disc.$671.1M
Employees299
Clients0
DateSep 2019
Total AUM$46.1B
Discretionary$45.4B
Non-Disc.$671.1M
Employees299
Clients0
DateJan 2019
Total AUM$33.7B
Discretionary$32.9B
Non-Disc.$845.3M
Employees286
Clients0
DateSep 2018
Total AUM$33.7B
Discretionary$32.9B
Non-Disc.$845.3M
Employees286
Clients0
DateSep 2017
Total AUM$32.4B
Discretionary$31.6B
Non-Disc.$797.5M
Employees311
Clients4,200
DateFeb 2017
Total AUM$30.1B
Discretionary$29.3B
Non-Disc.$813.2M
Employees349
Clients4,000
DateDec 2016
Total AUM$30.1B
Discretionary$29.3B
Non-Disc.$813.2M
Employees349
Clients4,000
DateSep 2016
Total AUM$30.1B
Discretionary$29.3B
Non-Disc.$813.2M
Employees349
Clients4,000
DateSep 2016
Total AUM$30.1B
Discretionary$29.3B
Non-Disc.$813.2M
Employees349
Clients4,000
DateJul 2016
Total AUM$30.1B
Discretionary$30B
Non-Disc.$30.6M
Employees352
Clients3,900
DateApr 2016
Total AUM$30.1B
Discretionary$30B
Non-Disc.$30.6M
Employees352
Clients3,900
DateJan 2016
Total AUM$11.2B
Discretionary$11.1B
Non-Disc.$45.5M
Employees216
Clients26
DateNov 2015
Total AUM$11.2B
Discretionary$11.1B
Non-Disc.$45.5M
Employees216
Clients26
DateNov 2015
Total AUM$11.2B
Discretionary$11.1B
Non-Disc.$45.5M
Employees216
Clients26
DateSep 2015
Total AUM$11.2B
Discretionary$11.1B
Non-Disc.$45.5M
Employees216
Clients26
DateSep 2014
Total AUM$12.3B
Discretionary$12.3B
Non-Disc.$44M
Employees182
Clients26
DateJul 2014
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$0
Employees183
Clients26
DateFeb 2014
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$0
Employees183
Clients26
DateFeb 2014
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$0
Employees183
Clients26