MONTGOMERY FINANCIAL SERVICES, LLC
Legal name: MONTGOMERY FINANCIAL
CRD #170024 SEC #801-129508 OCEAN CITY, MD 410-208-1004
SEC Registered
Total AUM
$167M
Discretionary
$167M
Employees
5
Clients
0
Accounts
1,672
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MONTGOMERY, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MONTGOMERY, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| MONTGOMERY, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| MONTGOMERY, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| MONTGOMERY, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| MONTGOMERY, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| MONTGOMERY, JEFFREY, DAVID | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Jun 4, 2025 REGISTERED
Notice Filings (4)
DE FL MD PA
Address
11718 OCEAN GATEWAYOCEAN CITY, MD 21842
United States
Phone: 410-208-1004