SIMPLEX WEALTH MANAGEMENT, LLC
Legal name: SIMPLEX WEALTH MANAGEMENT
CRD #170265 SEC #801-101496 DANVILLE, CA 925-804-6468
SEC Registered
Total AUM
$258.9M
Discretionary
$257.7M
Employees
9
Clients
101
Accounts
769
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SEO, JOHN, HO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 7, 2025 REGISTERED
Notice Filings (3)
CA NV TX
Address
500 LA GONDA WAYSUITE 210
DANVILLE, CA 94526
United States
Phone: 925-804-6468