QUAD CAPITAL MANAGEMENT ADVISORS LLC

CRD #170286 SEC #801-107277 NEW YORK, NY 212-201-2120

SEC Registered Exempt Reporting

Total AUM

$271.7M

Discretionary

$271.7M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 9, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ABRAMS, MEREDITH, JANE	I	CCO	NA	Control
ABRAMS, MEREDITH, JANE	I	CCO	NA	Control
ABRAMS, MEREDITH, JANE	I	CCO	NA	Control
ABRAMS, MEREDITH, JANE	I	CCO	NA	Control
ABRAMS, MEREDITH, JANE	I	CCO	NA	Control
ABRAMS, MEREDITH, JANE	I	CCO	NA	Control
BENINCASA, GABRIEL, ANTHONY	I	CHIEF COMPLIANCE OFFICER	NA
BENINCASA, GABRIEL, ANTHONY	I	CHIEF COMPLIANCE OFFICER	NA
CIAMPI, GUERINO	I	MANAGING MEMBER	NA	Control
CIAMPI, GUERINO	I	MANAGING MEMBER	NA	Control
CIAMPI, GUERINO	I	MANAGING MEMBER	NA	Control
CIAMPI, GUERINO	I	MANAGING MEMBER	NA	Control
CIAMPI, GUERINO	I	MEMBER	NA	Control
CIAMPI, GUERINO	I	MEMBER	NA	Control
CIAMPI, GUERINO	I	MEMBER	NA	Control
CIAMPI, GUERINO	I	MEMBER	NA	Control
CIAMPI, GUERINO	I	MEMBER	NA	Control
CIAMPI, GUERINO	I	MEMBER	NA	Control
CIAMPI, GUERINO	I	MEMBER	NA	Control
CIAMPI, GUERINO	I	MANAGING MEMBER	NA	Control
GALASSO, FRANCES	I	CHIEF COMPLIANCE OFFICER	NA	Control
GALASSO, FRANCES	I	CHIEF COMPLIANCE OFFICER	NA	Control
GALASSO, FRANCES	I	CHIEF COMPLIANCE OFFICER	NA	Control
GALASSO, FRANCES	I	CHIEF COMPLIANCE OFFICER	NA	Control
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	NA
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	NA
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	NA
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	NA
GUARINO, JOHN, VINCENT	I	MEMBER	NA	Control
GUARINO, JOHN, VINCENT	I	MEMBER	NA	Control
GUARINO, JOHN, VINCENT	I	MEMBER	NA	Control
GUARINO, JOHN, VINCENT	I	MEMBER	NA	Control
GUARINO, JOHN, VINCENT	I	MEMBER	NA	Control
GUARINO, JOHN, VINCENT	I	MEMBER	NA	Control
GUARINO, JOHN, VINCENT	I	MEMBER	NA	Control
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	NA
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	NA
RUBACKY, PAUL, IGNATIAUS	I	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	NA	Control
RUBACKY, PAUL, IGNATIAUS	I	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	NA	Control
RUBACKY, PAUL, IGNATIAUS	I	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	NA	Control
RUBACKY, PAUL, IGNATIAUS	I	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	NA	Control
MANAGING MEMBER	DE	QUAD CAPITAL MANAGEMENT, LLC	E	Control
QUAD CAPITAL MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
QUAD CAPITAL MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
QUAD CAPITAL MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
QUAD CAPITAL MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
QUAD CAPITAL MANAGEMENT, LLC	DE	MANAGING MEMBER	E	Control
QUAD MANAGEMENT PARTNERS LLC	DE	MANAGING MEMBER	E	Control
QUAD MANAGEMENT PARTNERS LLC	DE	MANAGING MEMBER	E	Control
QUAD MANAGEMENT PARTNERS LLC	DE	MANAGING MEMBER	E	Control
QUAD MANAGEMENT PARTNERS LLC	DE	MANAGING MEMBER	E	Control
QUAD MANAGEMENT PARTNERS LLC	DE	MANAGING MEMBER	E	Control
QUAD MANAGEMENT PARTNERS LLC	DE	MANAGING MEMBER	E	Control
QUAD MANAGEMENT PARTNERS LLC	DE	MANAGING MEMBER	E	Control
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	B
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	B
GUARINO, JOHN, VINCENT	I	MANAGING MEMBER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GUARINO, JOHN, VINCENT	I	QUAD MANAGEMENT PARTNERS LLC	C	Control
GUARINO, JOHN, VINCENT	I	QUAD MANAGEMENT PARTNERS LLC	C	Control
GUARINO, JOHN, VINCENT	I	QUAD MANAGEMENT PARTNERS LLC	C	Control
GUARINO, JOHN, VINCENT	I	QUAD MANAGEMENT PARTNERS LLC	C	Control
GUARINO, JOHN, VINCENT	I	QUAD MANAGEMENT PARTNERS LLC	C	Control
GUARINO, JOHN, VINCENT	I	QUAD MANAGEMENT PARTNERS LLC	C	Control
GUARINO, JOHN, VINCENT	I	QUAD MANAGEMENT PARTNERS LLC	C	Control
MONTGOMERY PARTNERS, LLC	DE	QUAD CAPITAL MANAGEMENT, LLC	C
MONTGOMERY PARTNERS, LLC	DE	QUAD CAPITAL MANAGEMENT, LLC	C
MONTGOMERY PARTNERS, LLC	DE	QUAD CAPITAL MANAGEMENT, LLC	C
MONTGOMERY PARTNERS, LLC	DE	QUAD CAPITAL MANAGEMENT, LLC	C
MONTGOMERY PARTNERS, LLC	DE	QUAD CAPITAL MANAGEMENT, LLC	C
MONTGOMERY PARTNERS, LLC	DE	QUAD CAPITAL MANAGEMENT, LLC	C
QUAD SECURITIES HOLDINGS, LLC	DE	QUAD ASSET MANAGEMENT, LP	C	Control
QUAD SECURITIES HOLDINGS, LLC	DE	QUAD ASSET MANAGEMENT, LP	C	Control
QUAD SECURITIES HOLDINGS, LLC	DE	QUAD ASSET MANAGEMENT, LP	C	Control

Registrations

Federal

Feb 9, 2016 REGISTERED

ERA

Feb 9, 2016 REGISTERED

Notice Filings (2)

FL NY

Address

77 WATER STREET, 16TH FLOOR
NEW YORK, NY 10005
United States

Phone: 212-201-2120