LOCUST STREET SECURITIES, INC.
CRD #1703 SEC #801-60842 DES MOINES, IA 515-698-7300
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
--
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 19, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONLEY, JACQUELINE CHRISTINE | I | VICE PRESIDENT COMPLIANCE & CHIEF COMPLIANCE OFFICER, SECRETARY | NA | |
| FRIEBERG, DAVID EUGENE | I | VICE PRESIDENT, RECRUITING | NA | |
| LARAIA, KEVIN MICHAEL | I | TREASURER, VICE PRESIDENT FINANCE & OPERATIONS, FIN OP, COO | NA | Control |
| LINDBERG, KARL STEPHEN | I | PRESIDENT/DIRECTOR | NA | Control |
| MOKRICKY, VICTOR MICHAEL | I | CROP, SROP | NA | |
| SIMMERS, JOHN STEPHEN | I | CHEIF OPERATIONS OFFICER | NA | |
| STEPHENS, LYNN ANNETTE | I | VICE PRESIDENT, BUSINESS DEVELOPMENT | NA | |
| STYCH, KEVIN PAUL | I | VICE PRESIDENT, SALES & MARKETING | NA | |
| WHITE, BRIAN THOMAS | I | MUNCIPAL SECURITIES PRINCIPAL | NA | |
| ING ADVISORS NETWORK. INC | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING AMERICA INSURANCE HOLDING, INC (ING US) | DE | ING ADVISORS NETWORK, INC | E | Control |
| ING GROEP, NV | FE | ING VERZKERINGEN, NV | E | Control |
| ING INSURANCE INTERNATIONAL, BV (ING INTERNATIONAL) | FE | ING US | E | Control |
| ING VERZKERERINGEN, NV | FE | ING INTERNATIONAL | E | Control |
Registrations
Federal
IA
Apr 19, 2002 REGISTERED
Notice Filings (41)
AR AZ CA CO CT DE FL GA IA ID IL IN KS KY LA MA MD MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA SC TN TX UT VA VT WA WI
Address
909 LOCUST STREETDES MOINES, IA 50309-9270
USA
Phone: 515-698-7300