ALLY INVEST ADVISORS INC
Legal name: ALLY INVEST ADVISORS
CRD #170301 SEC #801-79305 CHARLOTTE, NC 855-880-2559
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
9
Clients
--
Accounts
76,058
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 4, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Armstrong, Kevin, James | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Bell, Lindsey, Catherine | I | PRESIDENT | NA | Control |
| Bell, Lindsey, Catherine | I | PRESIDENT | NA | Control |
| Bell, Lindsey, Catherine | I | PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CHIODO, MICHAEL, J | I | VICE PRESIDENT OF FINANCE | NA | Control |
| CIERO, JESSICA, MEI-LING BELOIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAXTON, PHILIP, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| DESMOND, THOMAS, ALBERT | I | INTERIM EXECUTIVE DIRECTOR | NA | |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOVAN, ROBERTO, ETTORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | VICE PRESIDENT | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | VICE PRESIDENT | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | VICE PRESIDENT | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | PRESIDENT | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | VICE PRESIDENT | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | VICE PRESIDENT | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | VICE PRESIDENT | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUSSEAULT, DAVID, STANLEY | I | VICE PRESIDENT | NA | Control |
| Flynn, Jennifer, Upchurch | I | EXECUTIVE DIRECTOR | NA | |
| Flynn, Jennifer, Upchurch | I | EXECUTIVE DIRECTOR | NA | |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HAGEN, RICHARD, JOHN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Krager, Gerald | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| MONTANARO, DONATO, ANTHONY | I | CHAIRMAN OF THE BOARD | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Martin, Alex, Michael | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PINKSTON, CRAIG, WYLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINKSTON, CRAIG, WYLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINKSTON, CRAIG, WYLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINKSTON, CRAIG, WYLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PINKSTON, CRAIG, WYLIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Patel, Miteshkumar, D | I | INTERIM EXECUTIVE DIRECTOR | NA | Control |
| Patel, Miteshkumar, D | I | INTERIM EXECUTIVE DIRECTOR | NA | Control |
| Patel, Miteshkumar, D | I | INTERIM EXECUTIVE DIRECTOR | NA | Control |
| Patel, Miteshkumar, D | I | INTERIM EXECUTIVE DIRECTOR | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Patel, Miteshkumar, D | I | PRESIDENT | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| Spangard, Loretta, Ballard | I | DIRECTOR | NA | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| ALLY INVEST GROUP INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| TRADEKING GROUP, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLY FINANCIAL INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ALLY FINANCIAL INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ALLY FINANCIAL INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ALLY FINANCIAL INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ALLY FINANCIAL INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL INC. | DE | ALLY INVEST GROUP INC. | E | Control |
| ALLY FINANCIAL, INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ALLY FINANCIAL, INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ALLY FINANCIAL, INC. | DE | TRADEKING GROUP, INC. | E | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| ZECCO INTERNATIONAL BV | DE | TRADEKING GROUP, INC. | D | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
| TRADEKING HOLDINGS LLC | DE | TRADEKING GROUP, INC. | C | Control |
Registrations
Federal
IA
Aug 4, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
601 S. TRYON STREETSUITE 100
CHARLOTTE, NC 28202
United States
Phone: 855-880-2559