NEWPORT COAST ASSET MANAGEMENT, INC.
CRD #170311 SEC #801-80370 NEW YORK, NY 212-385-1263
SEC Registered Disclosures
Total AUM
$0
Discretionary
$0
Employees
4
Clients
0
Accounts
0
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUGUSTYNIAK, THEODORE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGUSTYNIAK, THEODORE, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCFADDEN, RICHARD, COLBY | I | VICE PRESIDENT | NA | Control |
| MCFADDEN, RICHARD, COLBY | I | VICE PRESIDENT | NA | Control |
| ONESTO, RICHARD, ERNEST | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ONESTO, RICHARD, ERNEST | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SPAZIANO, ARMAND, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SPAZIANO, ARMAND, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SZCZECINSKI, BRADFORD, DALE | I | PRESIDENT | NA | Control |
| SZCZECINSKI, BRADFORD, DALE | I | PRESIDENT | NA | Control |
| RUBICON FINANCIAL INCORPORATED | DE | OWNER | E | Control |
| RUBICON FINANCIAL INCORPORATED | DE | OWNER | E | Control |
Registrations
Federal
IA
Oct 1, 2014 REGISTERED
Notice Filings (28)
AZ CA CO CT DE FL GA HI ID IL IN KY MA MD MI MO MT NH NJ NM NV NY OR PA RI TX VA WA
Address
180 MAIDEN LANE17TH FLOOR
NEW YORK, NY 10038
United States
Phone: 212-385-1263