RIA Intelligence

GROUNDWORK WEALTH MANAGEMENT, LLC

CRD #170331 SEC #801-79226 EXTON, PA 484-872-8573
SEC Registered
Total AUM
$22M
Discretionary
$21.5M
Employees
1
Clients
0
Accounts
75

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 1, 2014
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TAYLOR, JAMES, PARKICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
TAYLOR, JAMES, PARKICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
TAYLOR, JAMES, PARKICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
TAYLOR, JAMES, PARKICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
TAYLOR, JAMES, PARKICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
TAYLOR, JAMES, PARKICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
TAYLOR, JAMES, PARKICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control

Registrations

Federal

IA
Jul 1, 2014 REGISTERED

Notice Filings (1)

PA

Address

740 SPRINGDALE DRIVE
SUITE 104
EXTON, PA 19341
United States
Phone: 484-872-8573