CHARTWELL INVESTMENT PARTNERS, LLC
CRD #170335 SEC #801-79127 BERWYN, PA 610-296-1400
SEC Registered Private Funds
Total AUM
$13B
Discretionary
$9.7B
Employees
31
Clients
--
Accounts
340
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 0
- LEI
- 549300SX1ZSRJJRPP164
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTOIAN, EDWARD, NISHAN | I | CHIEF INVESTMENT OFFICER -- GROWTH GROUP | NA | Control |
| ANTOIAN, EDWARD, NISHAN | I | CHIEF INVESTMENT OFFICER -- GROWTH GROUP | NA | Control |
| ANTOIAN, EDWARD, NISHAN | I | CHIEF INVESTMENT OFFICER -- GROWTH GROUP | NA | Control |
| ANTOIAN, EDWARD, NISHAN | I | CHIEF INVESTMENT OFFICER -- GROWTH GROUP | NA | Control |
| ANTOIAN, EDWARD, NISHAN | I | CHIEF INVESTMENT OFFICER -- GROWTH GROUP | NA | Control |
| ANTOIAN, EDWARD, NISHAN | I | CHIEF INVESTMENT OFFICER -- GROWTH GROUP | NA | Control |
| BAUERLE, JAMES, FREDERICK | I | SECRETARY | NA | |
| BAUERLE, JAMES, FREDERICK | I | SECRETARY | NA | |
| BAUERLE, JAMES, FREDERICK | I | SECRETARY | NA | |
| Chwazik, Ludmila | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chwazik, Ludmila | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chwazik, Ludmila | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chwazik, Ludmila | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chwazik, Ludmila | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chwazik, Ludmila | I | CHIEF COMPLIANCE OFFICER | NA | |
| Chwazik, Ludmila | I | CHIEF COMPLIANCE OFFICER | NA | |
| FETTEROLF, BRIAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FETTEROLF, BRIAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FETTEROLF, BRIAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FETTEROLF, BRIAN, SCOTT | I | DIRECTOR AND VICE-CHAIRMAN | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| Fetterolf, Brian | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | CHAIRMAN | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| GETZ, JAMES, FRANCIS | I | DIRECTOR | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| HAGAR, GEORGE, GREGORY | I | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| Harkins, Timothy, Ryan | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| JOHNSON, MATTHEW, SCOTT | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | PRESIDENT | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| KENDALL, ROBERT, DANIEL | I | DIRECTOR | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGEE, MICHAEL, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES & MARKETING | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES | NA | Control |
| MCCLOSKEY, MICHAEL, JAMES | I | MANAGING PARTNER, DIRECTOR OF CLIENT SERVICES | NA | Control |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOLINO, LUANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| McCloskey, Michael | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| Powers, REBEKAH, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Powers, REBEKAH, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Powers, REBEKAH, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Powers, REBEKAH, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Powers, REBEKAH, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Powers, REBEKAH, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Powers, REBEKAH, JOY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RICK IV, EDWARD | I | DIRECTOR | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RIDDLE, TIMOTHY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SULLIVAN, MARK, LEO | I | TREASURER | NA | |
| SULLIVAN, MARK, LEO | I | TREASURER | NA | |
| SULLIVAN, MARK, LEO | I | TREASURER | NA | |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WALZER, SUSAN, LAVELLE | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| WILWANT, ERIC, CHRISTIAN | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| Williams, Christine, F | I | DIRECTOR | NA | Control |
| CARILLON TOWER ADVISERS, INC. | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| RAYMOND JAMES INVESTMENT MANAGEMENT | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | OWNER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| TRISTATE CAPITAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CARILLON TOWER ADVISERS, INC. | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | RAYMOND JAMES INVESTMENT MANAGEMENT | E | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS, ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1205 WESTLAKES DRIVESUITE 100
BERWYN, PA 19312
United States
Phone: 610-296-1400