MYSTIC ASSET MANAGEMENT, INC.
Legal name: MYSTIC ASSET MANAGEMENT
CRD #170361 SEC #801-79418 WARWICK, RI 866-206-5272
SEC Registered
Total AUM
$529.3M
Discretionary
$514.4M
Employees
3
Clients
0
Accounts
329
Firm Details
- Organization Type
- Corporation
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 14, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| ALLAIRE, DAVID, WILLIAM | I | VICE PRESIDENT & CFO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
| PAPPAS, SOTIRIOS, MIKE | I | PRESIDENT, CEO & CCO | D | Control |
Registrations
Federal
IA
Oct 14, 2025 REGISTERED
Notice Filings (7)
CA CT FL MA NH RI TX
Address
1287 POST ROADWARWICK, RI 02888
United States
Phone: 866-206-5272