EXCEED ADVISORY LLC
CRD #170403 SEC #801-79958 NEW YORK, NY 646-580-7046
SEC Registered
Total AUM
$76.7M
Discretionary
$76.7M
Employees
2
Clients
--
Accounts
69
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 24, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| HALPERN, JOSEPH | I | MANAGER & CCO | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOLOMON, LAWRENCE, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOLOMON, LAWRENCE, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOLOMON, LAWRENCE, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOLOMON, LAWRENCE, HOWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| SOLOMON, LAWRENCE, HOWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| EXCEED HOLDINGS LLC | DE | OWNER | E | Control |
| EXCEED HOLDINGS LLC | DE | OWNER | E | Control |
| EXCEED HOLDINGS LLC | DE | OWNER | E | Control |
| EXCEED HOLDINGS LLC | DE | OWNER | E | Control |
| EXCEED HOLDINGS LLC | DE | OWNER | E | Control |
| EXCEED HOLDINGS LLC | DE | OWNER | E | Control |
| EXCEED HOLDINGS LLC | DE | OWNER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED HOLDINGS LLC | DE | MEMBER | E | Control |
| EXCEED INVESTMENTS LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | D | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | D | Control |
| HALPERN, JOSEPH | I | EXCEED INVESTMENTS LLC | D | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
| HALPERN, JOSEPH | I | EXCEED HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Sep 24, 2025 REGISTERED
Notice Filings (5)
CO ID IL NY WI
Address
79 MADISON AVE.3RD FLOOR
NEW YORK, NY 10016
United States
Phone: 646-580-7046