FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC
CRD #170416 SEC #801-107746 WHITE PLAINS, NY 516-256-2080
SEC Registered
Total AUM
$84.8M
Discretionary
$0
Employees
6
Clients
0
Accounts
68
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2019
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERCY, MELINDA, STACY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNSTEIN, JONATHAN, EVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNSTEIN, JONATHAN, EVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNSTEIN, JONATHAN, EVAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KILLEN, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAROSA, DANIEL, ROBERT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| LAROSA, DANIEL, ROBERT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| LAROSA, DANIEL, ROBERT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| LAROSA, DANIEL, ROBERT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| LAROSA, DANIEL, ROBERT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| LAROSA, DANIEL, ROBERT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| LAROSA, DANIEL, ROBERT | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | OWNER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | OWNER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROUNDANGLE ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | F | |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | E | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | D | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | D | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | D | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | D | Control |
| BERNSTEIN, JONATHAN, EVAN | I | ROUNDANGLE ADVISORS LLC | D | Control |
| GERUT, BENJAMIN | I | ROUNDANGLE ADVISORS LLC | C | Control |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | C | Control |
| GERUT, BENJAMIN, SAMUEL | I | ROUNDANGLE ADVISORS LLC | C | Control |
Registrations
Federal
IA
Feb 27, 2019 REGISTERED
Notice Filings (2)
NJ NY
Address
723 N BROADWAYWHITE PLAINS, NY 10603
United States
Phone: 516-256-2080