FREEDOM WEALTH ALLIANCE, LLC
Legal name: FREEDOM WEALTH ALLIANCE
CRD #170456 SEC #801-79331 BROOKFIELD, WI 262-798-7979
SEC Registered
Total AUM
$320.1M
Discretionary
$318.9M
Employees
13
Clients
0
Accounts
1,542
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2022
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
| ROZMAN, KURT, RICHARD | I | PRESIDENT / CCO | E | Control |
Registrations
Federal
IA
Jun 2, 2022 REGISTERED
Notice Filings (14)
AZ CA CO FL GA IL LA MA MI MN SD TX WA WI
Address
675 NORTH BARKER ROADSUITE 220
BROOKFIELD, WI 53045
United States
Phone: 262-798-7979