DUGGAN, ROBERT W.
Legal name: ROBERT W. DUGGAN AND ASSOCIATES
CRD #170471 SEC #801-80082 PALO ALTO, CA 503-720-3175
SEC Registered
Total AUM
$1.3B
Discretionary
$0
Employees
1
Clients
--
Accounts
53
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 7, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LIGGETT, AUTRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIGGETT, AUTRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIGGETT, AUTRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIGGETT, AUTRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIGGETT, AUTRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUGGAN, ROBERT | I | OWNER | E | Control |
| DUGGAN, ROBERT | I | OWNER | E | Control |
| DUGGAN, ROBERT | I | OWNER | E | Control |
| DUGGAN, ROBERT | I | OWNER | E | Control |
| DUGGAN, ROBERT | I | OWNER | E | Control |
Registrations
Federal
IA
Jul 7, 2014 REGISTERED
Address
555 BRYANT STSUITE 721
PALO ALTO, CA 94301
United States
Phone: 503-720-3175