ROCKET DOLLAR ADVISOR, INC.
CRD #170520 SEC #801-79277 LAS VEGAS, NV 855-762-5383
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUDE, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDE, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDE, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDE, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOSHIDA, TADAYOSHI, HENRY | I | CO-FOUNDER, CEO, AND CCO | NA | Control |
| YOSHIDA, TADAYOSHI, HENRY | I | CO-FOUNDER, CEO, AND CCO | NA | Control |
| YOSHIDA, TADAYOSHI, HENRY | I | CO-FOUNDER, CEO, AND CCO | NA | Control |
| YOSHIDA, TADAYOSHI, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOSHIDA, TADAYOSHI, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOSHIDA, TADAYOSHI, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROCKET DOLLAR ADVISOR, LLC | DE | OWNER | E | |
| ROCKET DOLLAR, INC. | DE | OWNER | E | |
| ROCKET DOLLAR, INC. | DE | OWNER | E | |
| ROCKET DOLLAR, INC. | DE | OWNER | E | |
| ROCKET DOLLAR, INC. | DE | OWNER | E | |
| ROCKET DOLLAR, INC. | DE | OWNER | E | |
| ROCKET DOLLAR, INC. | DE | OWNER | E | |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| WAO FINTECH, LLC | DE | OWNER | E | Control |
| DUDE, RICHARD, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| DUDE, RICHARD, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| DUDE, RICHARD, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| DUDE, RICHARD, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| DUDE, RICHARD, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| DUDE, RICHARD, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| DUDE, RICHARD, ALAN | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| KHAN, ZESHAN, GHUL | I | CHIEF TECHNOLOGY OFFICER | C | Control |
| KHAN, ZESHAN, GHUL | I | CHIEF TECHNOLOGY OFFICER | C | Control |
| KHAN, ZESHAN, GHUL | I | CHIEF TECHNOLOGY OFFICER | C | Control |
| KHAN, ZESHAN, GHUL | I | CHIEF TECHNOLOGY OFFICER | C | Control |
| KHAN, ZESHAN, GHUL | I | CHIEF TECHNOLOGY OFFICER | C | Control |
| KHAN, ZESHAN, GHUL | I | CHIEF TECHNOLOGY OFFICER | C | Control |
| JARISCH, COLTON, TADE | I | VP OF SALES | B | |
| JARISCH, COLTON, TADE | I | VP OF SALES | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROCKET DOLLAR, INC. | DE | ROCKET DOLLAR, INC. | E | Control |
| ROCKET DOLLAR, INC. | DE | ROCKET DOLLAR, INC. | E | Control |
| ROCKET DOLLAR, INC. | DE | ROCKET DOLLAR, INC. | E | Control |
| ROCKET DOLLAR, INC. | DE | ROCKET DOLLAR, INC. | E | Control |
| ROCKET DOLLAR, INC. | DE | ROCKET DOLLAR, INC. | E | Control |
| ROCKET DOLLAR, INC. | DE | ROCKET DOLLAR, INC. | E | Control |
Registrations
Federal
IA
Jan 30, 2025 REGISTERED
Notice Filings (2)
NV TX
Address
7336 W POST ROADSUITE 111
LAS VEGAS, NV 89113
United States
Phone: 855-762-5383