RIA Intelligence

GENESIS CAPITAL, LLC

Legal name: GENESIS CAPITAL

CRD #170568 SEC #802-79754 LOS ANGELES, CA 818-661-1778
State Registered Exempt Reporting Private Funds
Total AUM
$466.6M
Discretionary
$466.6M
Employees
57
Clients
--
Accounts
8

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 12, 2014
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARASH, KERENIGENERAL COUNSELNA Control
DAY, JOHN, COCCHIICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
DAY, JOHN, COCCHIICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
DAY, JOHN, COCCHIICHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER, AND CHIEF LEGAL OFFICERNA Control
DAY, JOHN, COCCHIICHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER, AND CHIEF LEGAL OFFICERNA Control
DAY, JOHN, COCCHIICHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER, AND CHIEF LEGAL OFFICERNA Control
HINCHMAN, BROOK, DAVIDIDIRECTORNA Control
HINCHMAN, BROOK, DAVIDIDIRECTORNA Control
HINCHMAN, BROOK, DAVIDIDIRECTORNA Control
KELLER, JASON, BRUCEIFUND EXECUTIVE COMMITTEE MEMBER, BOARD MEMBERNA Control
KELLER, JASON, BRUCEIFUND EXECUTIVE COMMITTEE MEMBER, BOARD MEMBERNA Control
KELLER, JASON, BRUCEIFUND EXECUTIVE COMMITTEE MEMBER, BOARD MEMBERNA Control
KELLER, JASON, BRUCEIFUND EXECUTIVE COMMITTEE MEMBER, BOARD MEMBERNA Control
KELLER, JASON, BRUCEIFUND EXECUTIVE COMMITTEE MEMBER, BOARD MEMBERNA Control
KOGAN, KERENIGENERAL COUNSELNA Control
KOGAN, KERENIGENERAL COUNSELNA Control
LAIBOW, BRIAN, KEITHIDIRECTORNA Control
LAIBOW, BRIAN, KEITHIDIRECTORNA Control
LAIBOW, BRIAN, KEITHIDIRECTORNA Control
LAIBOW, BRIAN, KEITHIDIRECTORNA Control
LAIBOW, BRIAN, KEITHIDIRECTORNA Control
LAVAEDIN, HOMIERAICHIEF COMPLIANCE OFFICERNA
LAVAEDIN, HOMIERAICHIEF COMPLIANCE OFFICERNA
LAVAEDIN, HOMIERAICHIEF COMPLIANCE OFFICERNA
MATHODA, RAYMAN, KAURIPRESIDENTNA Control
MATHODA, RAYMAN, KAURIPRESIDENTNA Control
MATHODA, RAYMAN, KAURICO-CEONA Control
MATHODA, RAYMAN, KAURICO-CEONA Control
MATHODA, RAYMAN, KAURICO-CEONA Control
SMITH, ANDREW, S FLORINISENIOR MANAGING DIRECTORNA Control
SMITH, ANDREW, S FLORINISENIOR MANAGING DIRECTORNA Control
SMITH, ANDREW, S FLORINISENIOR MANAGING DIRECTORNA Control
SMITH, ANDREW, S FLORINISENIOR MANAGING DIRECTORNA Control
SMITH, ANDREW, S FLORINISENIOR MANAGING DIRECTORNA Control
SMITH, NORMAIDIRECTORNA Control
SMITH, NORMAIDIRECTORNA Control
SMITH, NORMAIDIRECTORNA Control
SMITH, NORMAIDIRECTORNA Control
SMITH, NORMAIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
STEPHENS, EMILY, MONIQUEIDIRECTORNA Control
WASMUND, ROBERT, RONALDIDIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTORNA Control
WASMUND, ROBERT, RONALDIDIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTORNA Control
WASMUND, ROBERT, RONALDIVICE PRESIDENT, SENIOR MANAGING DIRECTORNA Control
WASMUND, ROBERT, RONALDIVICE PRESIDENT, SENIOR MANAGING DIRECTORNA Control
WASMUND, ROBERT, RONALDIVICE PRESIDENT, SENIOR MANAGING DIRECTOR, CO-CEONA Control
WASMUND, ROBERT, RONALDICO-CEONA Control
WASMUND, ROBERT, RONALDICO-CEONA Control
WASMUND, ROBERT, RONALDIDIRECTOR, VICE PRESIDENT, SENIOR MANAGING DIRECTORNA Control
WEISS, TRIXY, RENEEIDIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICERNA Control
WEISS, TRIXY, RENEEIDIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICERNA Control
WEISS, TRIXY, RENEEIPRESIDENT, AND CHIEF EXECUTIVE OFFICERNA Control
WEISS, TRIXY, RENEEIPRESIDENT, AND CHIEF EXECUTIVE OFFICERNA Control
WEISS, TRIXY, RENEEIMEMBER OF THE BOARD OF DIRECTORSNA Control
WEISS, TRIXY, RENEEIMEMBER OF THE BOARD OF DIRECTORSNA Control
WEISS, TRIXY, RENEEIMEMBER OF THE BOARD OF DIRECTORSNA Control
WEISS, TRIXY, RENEEIDIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICERNA Control
ZOLLENBERG, DAVID, ERICICHIEF FINANCIAL OFFICER, CHIEF RISK OFFICERNA Control
ZOLLENBERG, DAVID, ERICICHIEF FINANCIAL OFFICER, CHIEF RISK OFFICERNA Control
ZOLLENBERG, DAVID, ERICICHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICERNA Control
ZOLLENBERG, DAVID, ERICICHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICERNA Control
ZOLLENBERG, DAVID, ERICICHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICERNA Control
GENESIS CAPITAL HOLDINGS DE, LLCDESOLE MEMBERE Control
GENESIS CAPITAL PARTNERS, INC.DESHAREHOLDERD Control
GENESIS CAPITAL PARTNERS, INC.DESHAREHOLDERD Control
GENESIS CAPITAL PARTNERS, INC.DEMEMBERD Control
GENESIS CAPITAL PARTNERS, INC.DEMEMBERD Control
GENESIS CAPITAL PARTNERS, INC.DEMEMBERD Control
GENESIS CAPITAL PARTNERS, INC.DEMEMBERD Control
GENESIS CAPITAL PARTNERS, INC.DESHAREHOLDERD Control
GENESIS CAPITAL PARTNERS, INC.DESHAREHOLDERD Control
OCM GCA HOLDINGS, LLCDESHAREHOLDERC Control
OCM GCA HOLDINGS, LLCDESHAREHOLDERC Control
OCM GCA HOLDINGS, LLCDEMEMBERC Control
OCM GCA HOLDINGS, LLCDEMEMBERC Control
OCM GCA HOLDINGS, LLCDEMEMBERC Control
OCM GCA HOLDINGS, LLCDEMEMBERC Control
OCM GCA HOLDINGS, LLCDESHAREHOLDERC Control
OCM GCA HOLDINGS, LLCDESHAREHOLDERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ROTHBERG, ARTHURIGENESIS CAPITAL PARTNERS, INC.F
SMITH, DAVID, TIGENESIS CAPITAL PARTNERS, INC.F Control
OCM GCA HOLDINGS, LLCDEGENESIS CAPITAL HOLDINGS DE, LLCD Control
CASTRO, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
SMITH, NORMAIGENESIS CAPITAL PARTNERS, INC.C Control
WEISS, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
WEISS, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
WEISS, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
WEISS, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
WEISS, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
WEISS, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
WEISS, TRIXY, RENEEIGENESIS CAPITAL PARTNERS, INC.C Control
WILLIAM J. COVER, JR. AND ANNE KLEIN COVER TRUST, DATED MARCH 28, 1991DEGENESIS CAPITAL PARTNERS, INC.C

Registrations

Federal

ERA
May 12, 2014 REGISTERED

Notice Filings (1)

CA

Address

6100 CENTER DRIVE WEST
SUITE 630
LOS ANGELES, CA 90045
United States
Phone: 818-661-1778