STEWART ASSET MANAGEMENT, LLC
CRD #170575 SEC #801-79236 NEW YORK, NY 212-759-7551
SEC Registered
Total AUM
$19M
Discretionary
$19M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROOKMAN, MARC, J | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BROOKMAN, MARC, J | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALY, ANDREW, MCLEAN | I | CHIEF OPERATING OFFICER | NA | Control |
| DALY, ANDREW, MCLEAN | I | CHIEF OPERATING OFFICER | NA | Control |
| MCDERMOTT, JAMES, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCDERMOTT, JAMES, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCDERMOTT, JAMES, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHIELDS, JENNIFER, MEREDITH | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIELDS, JENNIFER, MEREDITH | I | GENERAL COUNSEL | NA | Control |
| SMITH, ANDREW, ALASDAIR | I | CHAIRMAN | NA | Control |
| SMITH, ANDREW, ALASDAIR | I | CHAIRMAN | NA | Control |
| SMITH, ANDREW, ALASDAIR | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, JEFFREY, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| STEWART, JEFFREY, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| STEWART, JEFFREY, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| STEWART, JEFFREY, ROBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, JEFFREY, ROBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, JEFFREY, ROBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, JEFFREY, ROBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STEWART, JEFFREY, ROBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SPOUTING ROCK ASSET MANAGEMENT, LLC | DE | OWNER | E | Control |
| SPOUTING ROCK ASSET MANAGEMENT, LLC | DE | OWNER | E | Control |
| SPOUTING ROCK ASSET MANAGEMENT, LLC | DE | OWNER | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | E | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | C | Control |
| DURENARD, EUGENE, A | I | CHIEF INVESTMENT OFFICER | B | |
| DURENARD, EUGENE, A | I | CHIEF INVESTMENT OFFICER | B | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | CEO | B | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | CEO | B | Control |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | CEO | B | Control |
| Marsh, Andrew, Michael | I | VICE CHAIRMAN | B | |
| Marsh, Andrew, Michael | I | VICE CHAIRMAN | B | |
| Marsh, Andrew, Michael | I | VICE CHAIRMAN | B | |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, GREG, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STEWART, JEFFREY, ROBERT | I | PRESIDENT | B | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | B | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | B | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | B | Control |
| STEWART, WILLIAM, PEIRCE | I | CHAIRMAN | B | Control |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALCAP ADVISERS, LLC | DE | OWNER | B | |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF INVESTMENT OFFICER | B | Control |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVID | I | MEMBER | A | |
| FLYNNE, RYAN, DAVIS | I | MEMBER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| MAQUET-DIAFOUKA, MIGUEL, PATRICK | I | SILENT OWNER | A | |
| Marsh, Andrew, Michael | I | SILENT OWNER | A | |
| Marsh, Andrew, Michael | I | SILENT OWNER | A | |
| Marsh, Andrew, Michael | I | SILENT OWNER | A | |
| Marsh, Andrew, Michael | I | SILENT OWNER | A | |
| Marsh, Andrew, Michael | I | SILENT OWNER | A | |
| Marsh, Andrew, Michael | I | SILENT OWNER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| POWERS, STEVEN | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| ROSELLI, PAOLO | I | MEMBER | A | |
| STEWART, TYLER, CHRISTIAN | I | MEMBER | A | |
| STEWART, TYLER, CHRISTIAN | I | MEMBER | A | |
| STEWART, TYLER, CHRISTIAN | I | MEMBER | A | |
| STEWART, TYLER, CHRISTIAN | I | MEMBER | A | |
| STEWART, TYLER, CHRISTIAN | I | MEMBER | A | |
| STEWART, TYLER, CHRISTIAN | I | MEMBER | A | |
| STEWART, TYLER, CHRISTIAN | I | MEMBER | A | |
| Stewart, Tyler, Christian | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COYNE, JOHN, EDWARD | I | SPOUTING ROCK FINANCIAL PARTNERS, LLC | F | |
| COYNE, JOHN, EDWARD | I | SPOUTING ROCK FINANCIAL PARTNERS, LLC | F | |
| PARSONS, GREGORY, ALLEN | I | SPOUTING ROCK FINANCIAL PARTNERS, LLC | F | |
| PARSONS, GREGORY, ALLEN | I | SPOUTING ROCK FINANCIAL PARTNERS, LLC | F | |
| SPOUTING ROCK FINANCIAL PARTNERS, LLC | DE | SPOUTING ROCK ASSET MANAGEMENT, LLC | E | Control |
| SPOUTING ROCK FINANCIAL PARTNERS, LLC | DE | SPOUTING ROCK ASSET MANAGEMENT, LLC | E | Control |
| SPOUTING ROCK FINANCIAL PARTNERS, LLC | DE | SPOUTING ROCK ASSET MANAGEMENT, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| VALENZUELA, THOMAS, MARK | I | VALCAP ADVISERS, LLC | E | Control |
| PAGE, BLAKELY, CHAPMAN | I | SPOUTING ROCK FINANCIAL PARTNERS, LLC | C | Control |
| SMITH, ANDREW, ALASDAIR | I | SPOUTING ROCK FINANCIAL PARTNERS, LLC | C | Control |
| SMITH, ANDREW, ALASDAIR | I | SPOUTING ROCK FINANCIAL PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Jan 29, 2024 REGISTERED
Notice Filings (7)
CA CO FL MA ME NJ NY
Address
579 5TH AVENUE15TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-759-7551