BPU INVESTMENT MANAGEMENT, INC.
CRD #17058 SEC #801-60229 PITTSBURGH, PA 1-800-822-6585
SEC Registered Broker-Dealer Disclosures
Total AUM
$517.1M
Discretionary
$497.4M
Employees
24
Clients
--
Accounts
1,932
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 13, 2019
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| ALVAREZ, KAREN LOU | I | FINOP | NA | |
| BARMEN, ROBERT STANTON | I | EXECUTIVE VICE PRESIDENT | NA | |
| BARMEN, ROBERT STANTON | I | EXECUTIVE VICE PRESIDENT | NA | |
| BARMEN, ROBERT STANTON | I | EXECUTIVE VICE PRESIDENT | NA | |
| BAUM, NADAV NACHUM | I | DIRECTOR OF INVESTMENTS | NA | |
| BAUM, NADAV NACHUM | I | DIRECTOR OF INVESTMENTS | NA | |
| BAUM, NADAV NACHUM | I | DIRECTOR OF INVESTMENTS | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | ROSP, BOARD MEMBER | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| EDDY, THOMAS GERARD | I | SECRETARY, GENERAL COUNSEL | NA | |
| LAW, BERNADETTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAW, BERNADETTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAW, BERNADETTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCSHEA, MICHAEL J | I | SECRETARY, GENERAL COUNSEL | NA | |
| MCSHEA, MICHAEL J | I | SECRETARY, GENERAL COUNSEL | NA | |
| MCSHEA, MICHAEL J | I | SECRETARY, GENERAL COUNSEL | NA | |
| MCSHEA, MICHAEL J | I | SECRETARY, GENERAL COUNSEL | NA | |
| MCSHEA, MICHAEL J | I | SECRETARY, GENERAL COUNSEL | NA | |
| MCSHEA, MICHAEL J | I | SECRETARY, GENERAL COUNSEL | NA | |
| SAMUELS, MICHAEL HOWARD | I | ROSP | NA | |
| SAMUELS, MICHAEL HOWARD | I | ROSP | NA | |
| SAMUELS, MICHAEL HOWARD | I | ROSP | NA | |
| SAMUELS, MICHAEL HOWARD | I | ROSP | NA | |
| SAMUELS, MICHAEL HOWARD | I | ROSP | NA | |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER, FINOP | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER, FINOP | NA | Control |
| UNKOVIC, DANIEL LEYLAND | I | CHIEF OPERATIONS OFFICER, FINOP | NA | Control |
| VARGO, BERNADETTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VARGO, BERNADETTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| BERKOWITZ, WILLIAM RICHARD | I | PRESIDENT | C | Control |
| BERKOWITZ, WILLIAM RICHARD | I | PRESIDENT | C | Control |
| BERKOWITZ, WILLIAM RICHARD | I | PRESIDENT | C | Control |
| BERKOWITZ, WILLIAM RICHARD | I | PRESIDENT | C | Control |
| BERKOWITZ, WILLIAM RICHARD | I | PRESIDENT | C | Control |
| BERKOWITZ, WILLIAM RICHARD | I | PRESIDENT | C | Control |
| BRAHIM, PAUL JEFFREY | I | MANAGING DIRECTOR | C | Control |
| BRAHIM, PAUL JEFFREY | I | MANAGING DIRECTOR | C | Control |
| BRAHIM, PAUL JEFFREY | I | MANAGING DIRECTOR | C | Control |
| BRAHIM, PAUL JEFFREY | I | CHIEF EXECUTIVE OFFICER, ANTI MONEY LAUNDERING COMPLIANCE OFFICER, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CHIEF EXECUTIVE OFFICER, ANTI MONEY LAUNDERING COMPLIANCE OFFICER, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | MANAGING DIRECTOR | C | Control |
| BRAHIM, PAUL JEFFREY | I | CHIEF EXECUTIVE OFFICER, ANTI MONEY LAUNDERING COMPLIANCE OFFICER, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, AML COMPLIANCE OFFICER, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, AML COMPLIANCE OFFICER, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, AML COMPLIANCE OFFICER, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, AML COMPLIANCE OFFICER, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, AML COMPLIANCE OFFICER, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CHIEF EXECUTIVE OFFICER, ANTI MONEY LAUNDERING COMPLIANCE OFFICER, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CHIEF EXECUTIVE OFFICER, ANTI MONEY LAUNDERING COMPLIANCE OFFICER, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, AML COMPLIANCE OFFICER, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, CHIEF INVESTMENT OFFICER, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, CHIEF INVESTMENT OFFICER, BOARD MEMBER | C | Control |
| BRAHIM, PAUL JEFFREY | I | CEO, CCO, CHIEF INVESTMENT OFFICER, BOARD MEMBER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | CEO, CHIEF COMPLIANCE OFFICER, SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | CEO, CHIEF COMPLIANCE OFFICER, SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | CEO, CHIEF COMPLIANCE OFFICER, SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | TREASURER, BOARD MEMBER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | CEO, CHIEF COMPLIANCE OFFICER, SECRETARY / TREASURER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | TREASURER, BOARD MEMBER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| PIERCHALSKI, RICK EUGENE | I | OWNER/SHAREHOLDER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | VICE PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | VICE PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | VICE PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | VICE PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | VICE PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | VICE PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
| UNKOVIC, ROBERT ALEXANDER | I | PRESIDENT, TREASURER, BOARD MEMBER | C | Control |
Registrations
Federal
IA
Dec 13, 2019 REGISTERED
Notice Filings (29)
AR AZ CA CO CT FL GA IA IL IN KY LA MA MD MI MO NC NE NH NJ NY OH PA SC TN TX VA WA WV
Address
ONE OXFORD CENTER301 GRANT ST., STE. 3300
PITTSBURGH, PA 15219
United States
Phone: 1-800-822-6585