RIA Intelligence

SOUTHPEAK INVESTMENT MANAGEMENT LLC

CRD #170684 SEC #801-79563 STAMFORD, CT (203) 204-3584
SEC Registered Private Funds
Total AUM
$1.3B
Discretionary
$1.3B
Employees
4
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 25, 2019
Branch Offices
0
LEI
5493007MRGY5ZO0YQA24

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ATKINSON, SIEW LUANICOO, CFO, CCONA Control
ROBERTS, ZACHARY JAMESIPORTFOLIO MANAGER AND HEAD OF RESEARCHNA Control
ROBERTS, ZACHARY JAMESIPORTFOLIO MANAGER AND HEAD OF RESEARCHNA Control
ROBERTS, ZACHARY JAMESIPORTFOLIO MANAGER AND HEAD OF RESEARCHNA Control
ROBERTS, ZACHARY JAMESIPORTFOLIO MANAGER AND HEAD OF RESEARCHNA Control
ROBERTS, ZACHARY JAMESIPORTFOLIO MANAGER AND HEAD OF RESEARCHNA Control
ROBERTS, ZACHARY JAMESIPORTFOLIO MANAGER AND HEAD OF RESEARCHNA Control
ROBERTS, ZACHARY JAMESIPORTFOLIO MANAGER AND HEAD OF RESEARCHNA Control
ROBERTS, ZACHARY JAMESIHEAD OF PORTFOLIO CONSTRUCTIONNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SAMPSON, PAULIINDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANTNA Control
SODERBERG, JENS MATTIASICEO, PORTFOLIO MANAGER AND HEAD OF DEALINGNA Control
SODERBERG, JENS MATTIASICEO, PORTFOLIO MANAGER AND HEAD OF DEALINGNA Control
SODERBERG, JENS MATTIASICEO, PORTFOLIO MANAGER AND HEAD OF DEALINGNA Control
SODERBERG, JENS MATTIASICEO, PORTFOLIO MANAGER AND HEAD OF DEALINGNA Control
SODERBERG, JENS MATTIASICEO, PORTFOLIO MANAGER AND HEAD OF DEALINGNA Control
SODERBERG, JENS MATTIASICEO, PORTFOLIO MANAGER AND HEAD OF DEALINGNA Control
SODERBERG, JENS MATTIASICEO, PORTFOLIO MANAGER AND HEAD OF DEALINGNA Control
SODERBERG, JENS MATTIASICEO, CHIEF INVESTMENT OFFICERNA Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF ROBERTS FAMILY TRUSTFEMEMBER OF THE APPLICANTD Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF SODERBERG FAMILY TRUSTFEMEMBER OF THE APPLICANTC Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control
ITF 26 BROADWAY TRUSTFEMEMBER OF THE APPLICANTB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
SODERBERG INVESTMENTS PTY LTDFEITF SODERBERG FAMILY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
STANDARD COMPANY PTY LTDFEITF 26 BROADWAY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control
ZACABETH PTY LTDFEITF ROBERTS FAMILY TRUSTF Control

Registrations

Federal

IA
Mar 25, 2019 REGISTERED

Notice Filings (1)

CT

Address

300 FIRST STAMFORD PLACE
SUITE 403
STAMFORD, CT 06902-6740
United States
Phone: (203) 204-3584