OT FINANCIAL, LLC
Legal name: TURNSTONE FINANCIAL
CRD #170738 SEC #801-121769 TROY, OH 937-875-2550
SEC Registered
Total AUM
$152.8M
Discretionary
$152.8M
Employees
2
Clients
--
Accounts
223
Firm Details
- Organization Type
- Other (specify) (LIMITED LIABILITY CORPORATION)
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| KLEPTZ, THOMAS, JOSEPH | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 13, 2025 REGISTERED
Notice Filings (2)
NE OH
Address
220 WEST MAIN STREETTROY, OH 45373
United States
Phone: 937-875-2550