PROTEA ASSET MANAGEMENT LLC
CRD #170790 SEC #801-107459 NEW YORK, NY 646-571-8215
SEC Registered Exempt Reporting Private Funds
Total AUM
$17M
Discretionary
$17M
Employees
3
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAIZEY, ADRIAN, JOHN | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MAIZEY, ADRIAN, JOHN | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT); CHIEF COMPLIANCE OFFICER | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (REGISTRANT); CHIEF COMPLIANCE OFFICER | E | Control |
| RISKOWITZ, SEAN, MICHAEL | I | MANAGING MEMBER (RISKOWITZ CAPITAL MANAGEMENT LLC) | E | Control |
| MAIZEY, ADRIAN, JOHN | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MAIZEY, ADRIAN, JOHN | I | MEMBER/COO/CFO/CCO | B | Control |
| MAIZEY, ADRIAN, JOHN | I | MEMBER/COO/CFO/CCO | B | Control |
| MAIZEY, ADRIAN, JOHN | I | MEMBER/COO/CFO/CCO | B | Control |
| MAIZEY, ADRIAN, JOHN | I | MEMBER/COO/CFO/CCO | B | Control |
| MAIZEY, ADRIAN, JOHN | I | MEMBER/COO/CFO/CCO | B | Control |
Registrations
Federal
IA
Mar 15, 2016 REGISTERED
ERA
Mar 15, 2016 REGISTERED
Notice Filings (2)
NY PA
Address
3 COLUMBUS CIRCLE15TH FLOOR
NEW YORK, NY 10019
United States
Phone: 646-571-8215