RIA Intelligence

CONNECTIVE PORTFOLIO MANAGEMENT, LLC

CRD #170843 SEC #801-80695 NEW YORK, NY 212-332-7930
SEC Registered
Total AUM
$69.3M
Discretionary
$69.3M
Employees
4
Clients
0
Accounts
12

Firm Details

Organization Type
Limited Liability Partnership
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COMBY, PHILIPPE, ROBERTIPRESIDENT, CHIEF FINANCIAL OFFICER AND MANAGERNA Control
COMBY, PHILIPPE, ROBERTIMANAGING MEMBER & CO-FOUNDERNA Control
COMBY, PHILIPPE, ROBERTIPRESIDENT, CHIEF FINANCIAL OFFICER AND MANAGERNA Control
COMBY, PHILIPPE, ROBERTIMANAGING MEMBER & CO-FOUNDERNA Control
COMBY, PHILIPPE, ROBERTIMANAGING MEMBER & CO-FOUNDERNA Control
MILLISITS, RUDOLFICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGERNA Control
MILLISITS, RUDOLFIMANAGING MEMBER, CO-FOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
MILLISITS, RUDOLFICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGERNA Control
MILLISITS, RUDOLFIMANAGING MEMBER, CO-FOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
MILLISITS, RUDOLFIMANAGING MEMBER, CO-FOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
SAXTON, RICHARD, LDICHAIRMAN, MANAGER AND MEMBERNA Control
SAXTON, RICHARD, LDIEXECUTIVE VICE PRESIDENT, MEMBERNA Control
SAXTON, RICHARD, LDICHAIRMAN, MANAGER AND MEMBERNA Control
SAXTON, RICHARD, LDIEXECUTIVE VICE PRESIDENT, MEMBERNA Control
SAXTON, RICHARD, LDIEXECUTIVE VICE PRESIDENT, MEMBERNA Control
SAXTON, RICHARD, LDICHIEF COMPLIANCE OFFICERE Control
SAXTON, RICHARD, LDIMANAGING MEMBERE Control
SAXTON, RICHARD, LDICHIEF COMPLIANCE OFFICERE Control
SAXTON, RICHARD, LDIMANAGING MEMBERE Control
RSM ADVISORS LLCDEMEMBERD Control
RSM ADVISORS LLCDEMEMBERD Control
RSM ADVISORS LLCDEMEMBERD Control
RSM ADVISORS LLCDEMEMBERD Control
RSM ADVISORS LLCDEMEMBERD Control
TECHPHAB INVESTORS LLCDEMEMBERC Control
TECHPHAB INVESTORS LLCDEMEMBERC Control
TECHPHAB INVESTORS LLCDEMEMBERC Control
TECHPHAB INVESTORS LLCDEMEMBERC Control
TECHPHAB INVESTORS LLCDEMEMBERC Control
HOTTINGER U.S., INC.DEMEMBERB
HOTTINGER U.S., INC.DEMEMBERB
HOTTINGER U.S., INC.DEMEMBERB
SAXTON, RICHARD, LDICHIEF ADMINISTRATIVE OFFICERB Control
SAXTON, RICHARD, LDICHIEF ADMINISTRATIVE OFFICERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BANQUE HOTTINGER & CIE SAFEHOTTINGER U.S., INC.E Control
BANQUE HOTTINGER & CIE SAFEHOTTINGER U.S., INC.E Control
BANQUE HOTTINGER & CIE SAFEHOTTINGER U.S., INC.E Control
COMBY, PHILIPPE, ROBERTITECHPHAB INVESTORS LLCE Control
COMBY, PHILIPPE, ROBERTITECHPHAB INVESTORS LLCE Control
COMBY, PHILIPPE, ROBERTITECHPHAB INVESTORS LLCE Control
COMBY, PHILIPPE, ROBERTITECHPHAB INVESTORS LLCE Control
COMBY, PHILIPPE, ROBERTITECHPHAB INVESTORS LLCE Control
MILLISITS, RUDOLFIRSM ADVISORS LLCE Control
MILLISITS, RUDOLFIRSM ADVISORS LLCE Control
MILLISITS, RUDOLFIRSM ADVISORS LLCE Control
MILLISITS, RUDOLFIRSM ADVISORS LLCE Control
MILLISITS, RUDOLFIRSM ADVISORS LLCE Control

Registrations

Federal

IA
Mar 31, 2016 REGISTERED

Notice Filings (1)

NY

Address

315 MADISON AVENUE
3RD FLOOR
NEW YORK, NY 10017
United States
Phone: 212-332-7930