SHERMAN ASSET MANAGEMENT, INC.
CRD #170861 SEC #801-129640 VENTURA, CA 805-655-5062
SEC Registered Private Funds
Total AUM
$140.6M
Discretionary
$140.6M
Employees
1
Clients
11
Accounts
130
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
| SHERMAN, ROY, DOUGLAS | I | CEO AND CCO | E | Control |
Registrations
Federal
IA
Nov 4, 2025 REGISTERED
Notice Filings (1)
CA
Address
1500 PALMA DR.SUITE 133
VENTURA, CA 93003
United States
Phone: 805-655-5062