EAM GLOBAL INVESTORS LLC
CRD #170870 SEC #801-79753 SOLANA BEACH, CA 760-479-5080
SEC Registered Private Funds
Total AUM
$1.4B
Discretionary
$1.4B
Employees
20
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 1
- LEI
- 254900JUQQZJCJ5JZS20
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| GAERTNER, DEREK, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | NA | Control |
| KELLY, IRIS, LIBOHOVA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| MOSS, JOSHUA, MATTHEW | I | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | NA | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | MEMBER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| EAM INVESTORS, LLC | DE | MANAGER/CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| WACO LIMITED, LLC | DE | CLASS A COMMON UNIT HOLDER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| NORTHERN LIGHTS MIDCO, LLC | DE | PREFERRED UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| PRENTICE, TRAVIS, TYLER | I | PRESIDENT, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WEISENBERGER, MONTIE, LEE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | B | Control |
| WHV INVESTMENT MANAGEMENT, INC. | DE | PREFERRED UNIT HOLDER | B | Control |
| WHV INVESTMENTS, INC. | DE | PREFERRED UNIT HOLDER | B | Control |
| WHV INVESTMENTS, INC. | DE | PREFERRED UNIT HOLDER | B | Control |
| WHV INVESTMENTS, INC. | DE | PREFERRED UNIT HOLDER | B | Control |
| WHV INVESTMENTS, INC. | DE | PREFERRED UNIT HOLDER | B | Control |
| WHV INVESTMENTS, INC. | DE | PREFERRED UNIT HOLDER | B | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
| HURST, FRANK, PAGE | I | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | FE | AURORA TRUST | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| HURST, FRANK, PAGE | I | EAM INVESTORS, LLC | F | Control |
| NORTHERN LIGHTS CAPITAL GROUP | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| PRENTICE, TRAVIS, TYLER | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| WEISENBERGER, MONTIE, LEE | I | EAM INVESTORS, LLC | F | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| AURORA TRUST | FE | NORTHERN LIGHTS MIDCO, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| LAIRD NORTON COMPANY, LLC | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY, LLC | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY, LLC | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY, LLC | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON COMPANY, LLC | DE | WHITE PINE, INC. | E | |
| LAIRD NORTON INVESTMENT MANAGEMENT, INC. | DE | WHV INVESTMENT MANAGEMENT, INC. | E | |
| LAIRD NORTON INVESTMENT MANAGEMENT, INC. | DE | WHV INVESTMENT MANAGEMENT, INC. | E | |
| LAIRD NORTON INVESTMENT MANAGEMENT, INC. | DE | WHV INVESTMENT MANAGEMENT, INC. | E | |
| LAIRD NORTON INVESTMENT MANAGEMENT, INC. | DE | WHV INVESTMENT MANAGEMENT, INC. | E | |
| LAIRD NORTON INVESTMENT MANAGEMENT, INC. | DE | WHV INVESTMENT MANAGEMENT, INC. | E | |
| LAIRD NORTON INVESTMENT MANAGEMENT, INC. | DE | WHV INVESTMENT MANAGEMENT, INC. | E | |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| LAIRD NORTON COMPANY, LLC | DE | LAIRD NORTON INVESTMENT MANAGEMENT, INC. | D | Control |
| LAIRD NORTON COMPANY, LLC | DE | LAIRD NORTON INVESTMENT MANAGEMENT, INC. | D | Control |
| LAIRD NORTON COMPANY, LLC | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY, LLC | DE | LAIRD NORTON INVESTMENT MANAGEMENT, INC. | D | Control |
| LAIRD NORTON COMPANY, LLC | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY, LLC | DE | LAIRD NORTON INVESTMENT MANAGEMENT, INC. | D | Control |
| LAIRD NORTON COMPANY, LLC | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY, LLC | DE | LAIRD NORTON INVESTMENT MANAGEMENT, INC. | D | Control |
| LAIRD NORTON COMPANY, LLC | DE | LNC INVESTMENT CO., LLC | D | |
| LAIRD NORTON COMPANY, LLC | DE | LAIRD NORTON INVESTMENT MANAGEMENT, INC. | D | Control |
| LAIRD NORTON COMPANY, LLC | DE | LNC INVESTMENT CO., LLC | D | |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| PACIFIC CURRENT GROUP | FE | AURORA TRUST | D | Control |
| TREASURY GROUP LIMITED | FE | AURORA TRUST | D | Control |
| TREASURY GROUP LIMITED | FE | AURORA TRUST | D | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| LNC INVESTMENT CO., LLC | DE | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | AURORA TRUST | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WACO LIMITED, LLC | DE | EAM INVESTORS, LLC | C | Control |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C | |
| WHITE PINE, INC. | DE | LNC INVESTMENT CO., LLC | C |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (4)
CA MA TX WA
Address
215 HIGHWAY 101SUITE 216
SOLANA BEACH, CA 92075
United States
Phone: 760-479-5080