STRONGHOLD FINANCIAL, LLC
CRD #170908 SEC #801-79589 SAN DIEGO, CA (858) 764-7126
SEC Registered
Total AUM
$38.9M
Discretionary
$38.9M
Employees
3
Clients
--
Accounts
779
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLOOD, KEITH, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRO TEM HOLDINGS, LLC | DE | MANAGER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| GUPTA, AJAY, KUMAR | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | E | Control |
| INTERIM HOLDINGS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PKS HOLDINGS, LLC | DE | PRO TEM HOLDINGS, LLC | E | Control |
| PURCELL, JOHN, PETER | I | PKS HOLDINGS, LLC | C | Control |
| STAFF, MICHAEL, THEODORE | I | PKS HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 9, 2016 REGISTERED
Notice Filings (3)
CA FL NV
Address
12760 HIGH BLUFF DRIVESUITE 120
SAN DIEGO, CA 92130
United States
Phone: (858) 764-7126