MOSAIC FAMILY WEALTH, LLC

CRD #170923 SEC #801-79586 ST. LOUIS, MO (314) 627-5220

SEC Registered

Total AUM

$1.2B

Discretionary

$1.1B

Employees

Clients

251

Accounts

2,741

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Nov 1, 2021
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	PRINCIPAL AND DIRECTOR OF CLIENT ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	PRINCIPAL AND DIRECTOR OF CLIENT ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	MEMBER AND DIRECTOR OF ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	PRINCIPAL AND DIRECTOR OF CLIENT ADVISORY SERVICES	NA	Control
BROWN, MICHELLE, KATHLEEN	I	PRINCIPAL AND DIRECTOR OF CLIENT ADVISORY SERVICES	NA	Control
CHARLEVILLE, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
CHARLEVILLE, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
CHARLEVILLE, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
CHARLEVILLE, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
CHARLEVILLE, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF OPERATIONS OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF OPERATIONS OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF COMPLIANCE OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF OPERATIONS OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF OPERATIONS OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF OPERATIONS OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF OPERATIONS OFFICER	NA
FENNEWALD, BARBI, JO	I	CHIEF OPERATIONS OFFICER	NA
FISCHER, JOHN, MICHAEL	I	CHIEF INVESTMENT OFFICER	NA	Control
FISCHER, JOHN, MICHAEL	I	CHIEF INVESTMENT OFFICER	NA	Control
FISCHER, JOHN, MICHAEL	I	CHIEF INVESTMENT OFFICER	NA	Control
FLOOD, KEITH, OWEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
FLOOD, KEITH, OWEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
FLOOD, KEITH, OWEN	I	CHIEF COMPLIANCE OFFICER	NA	Control
PRO TEM HOLDINGS, LLC	DE	MANAGER	NA	Control
PRO TEM HOLDINGS, LLC	DE	MANAGER	NA	Control
PRO TEM HOLDINGS, LLC	DE	MANAGER	NA	Control
INTERIM HOLDINGS, LLC	DE	MEMBER	E	Control
INTERIM HOLDINGS, LLC	DE	MEMBER	E	Control
INTERIM HOLDINGS, LLC	DE	MEMBER	E	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL, AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL, AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL, AND CHIEF COMPLIANCE OFFICER	D	Control
HIGHMARK, DUNCAN, SCOTT	I	PRESIDENT, PRINCIPAL, AND CHIEF COMPLIANCE OFFICER	D	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	CHIEF INVESTMENT OFFICER, MEMBER	C	Control
SHIKLES, LARRY, KEITH	I	MEMBER AND CHIEF INVESTMENT OFFICER	C	Control
SHIKLES, LARRY, KEITH	I	MEMBER AND CHIEF INVESTMENT OFFICER	C	Control
SHIKLES, LARRY, KEITH	I	MEMBER AND CHIEF INVESTMENT OFFICER	C	Control
SHIKLES, LARRY, KEITH	I	MEMBER AND CHIEF INVESTMENT OFFICER	C	Control
SHIKLES, LARRY, KEITH	I	PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	PRINCIPAL	C	Control
SHIKLES, LARRY, KEITH	I	MEMBER AND CHIEF INVESTMENT OFFICER	C	Control
SHIKLES, LARRY, KEITH	I	PRINCIPAL AND CHIEF INVESTMENT OFFICER	C	Control
SHIKLES, LARRY, KEITH	I	PRINCIPAL	C	Control
ROTELLO, STEVEN, GREGORY	I	MEMBER	B	Control
ROTELLO, STEVEN, GREGORY	I	MEMBER	B	Control
ROTELLO, STEVEN, GREGORY	I	MEMBER	B	Control
ROTELLO, STEVEN, GREGORY	I	MEMBER	B	Control
ROTELLO, STEVEN, GREGORY	I	PRINCIPAL	B	Control
ROTELLO, STEVEN, GREGORY	I	PRINCIPAL	B	Control
ROTELLO, STEVEN, GREGORY	I	MEMBER	B	Control
ROTELLO, STEVEN, GREGORY	I	PRINCIPAL	B	Control
ROTELLO, STEVEN, GREGORY	I	PRINCIPAL	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PKS HOLDINGS, LLC	DE	PRO TEM HOLDINGS, LLC	E	Control
PKS HOLDINGS, LLC	DE	PRO TEM HOLDINGS, LLC	E	Control
PKS HOLDINGS, LLC	DE	PRO TEM HOLDINGS, LLC	E	Control
PURCELL, JOHN, PETER	I	PKS HOLDINGS, LLC	C	Control
PURCELL, JOHN, PETER	I	PKS HOLDINGS, LLC	C	Control
PURCELL, JOHN, PETER	I	PKS HOLDINGS, LLC	C	Control
STAFF, MICHAEL, THEODORE	I	PKS HOLDINGS, LLC	C	Control
STAFF, MICHAEL, THEODORE	I	PKS HOLDINGS, LLC	C	Control
STAFF, MICHAEL, THEODORE	I	PKS HOLDINGS, LLC	C	Control

Registrations

Federal

Nov 1, 2021 REGISTERED

Notice Filings (17)

AZ CA CO FL IL IN KS LA MO NV NY OH OR SC TX WA WI

Address

1401 S. BRENTWOOD BLVD.
SUITE 630
ST. LOUIS, MO 63144
United States

Phone: (314) 627-5220