FERRO INVESTMENT MANAGEMENT, LLC
CRD #171005 SEC #801-79658 CHATHAM, NJ 973-615-7327
SEC Registered
Total AUM
$27.5M
Discretionary
$27.5M
Employees
1
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FERRO, JEFFREY, MARK | I | MANAGING MEMBER | NA | Control |
| FERRO, JEFFREY, MARK | I | MANAGING MEMBER | NA | Control |
| FERRO, JEFFREY, MARK | I | MANAGING MEMBER | NA | Control |
| FERRO, JEFFREY, MARK | I | MANAGING MEMBER, CCO | NA | Control |
| FERRO, DENNIS, HENRY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FERRO, DENNIS, HENRY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FERRO, DENNIS, HENRY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FERRO, DENNIS, HENRY | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 29, 2016 REGISTERED
Notice Filings (2)
FL NJ
Address
17 JOHN STREETCHATHAM, NJ 07928
United States
Phone: 973-615-7327