RIA Intelligence

ROBERT FLEMING INC.

Legal name: JPMORGAN FLEMING ASSET MANAGEMENT

CRD #1711 SEC #801-26297 NEW YORK, NY 212-837-1400
SEC Registered
Total AUM
$5.5B
Discretionary
$5.5B
Employees
--
Clients
0
Accounts
940

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
MARCH
Registration Date
--
Latest Filing
Mar 25, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRIDGE, CHARLES ROBERTIDIRECTORNA Control
BRIDGE, CHARLES ROBERTIDIRECTORNA Control
BRIDGE, CHARLES ROBERTIDIRECTORNA Control
BRIDGE, CHARLES ROBERTIDIRECTORNA Control
CANET, EDUARDOIDIRECTORNA Control
CANET, EDUARDOIDIRECTORNA Control
CANET, EDUARDOIDIRECTORNA Control
CANET, EDUARDOIDIRECTORNA Control
DEWHURST, RONALD, RICHARDIPRESIDENT/DIRECTORNA Control
JONES, CHRISTOPHER MARKIDIRECTORNA Control
JONES, CHRISTOPHER MARKIDIRECTORNA Control
JONES, CHRISTOPHER MARKIDIRECTORNA Control
JONES, CHRISTOPHER MARKIDIRECTORNA Control
JONES, CHRISTOPHER MARKIDIRECTORNA Control
KIMMEL, LARRY ALANIPRESIDENTNA Control
KIMMEL, LARRY ALANIPRESIDENTNA Control
KIMMEL, LARRY ALANIPRESIDENTNA Control
KIMMEL, LARRY ALANIPRESIDENTNA Control
LEVY, ARTHUR AARONICHAIRMANNA Control
LEVY, ARTHUR AARONICHAIRMANNA Control
LEVY, ARTHUR AARONICHAIRMANNA Control
LEVY, ARTHUR AARONICHAIRMANNA Control
LUBRANO, LEONARD GICFONA Control
LUBRANO, LEONARD GICFONA Control
LUBRANO, LEONARD GICFONA Control
LUBRANO, LEONARD GICFONA Control
SIMON, JONATHAN KENDREWIDIRECTORNA Control
SIMON, JONATHAN KENDREWIDIRECTORNA Control
SIMON, JONATHAN KENDREWIDIRECTORNA Control
SIMON, JONATHAN KENDREWIDIRECTORNA Control
SIMON, JONATHAN KENDREWIDIRECTORNA Control
TRONGONE, JEFFICHIEF FINANCIAL OFFICERNA Control
WEILL, VERONIQUEIDIRECTORNA Control
WILLIAM ROBERT MAASSIDIRECTORNA Control
WILLIAM ROBERT MAASSIDIRECTORNA Control
WILLIAM ROBERT MAASSIDIRECTORNA Control
WILLIAM ROBERT MAASSIDIRECTORNA Control
WILLIAM ROBERT MAASSIDIRECTORNA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COPTHALL OVERSEAS LTD.FEROBERT FLEMING HOLDINGS INCE Control
COPTHALL OVERSEAS LTD.FEROBERT FLEMING HOLDINGS INCE Control
COPTHALL OVERSEAS LTD.FEROBERT FLEMING HOLDINGS INCE Control
COPTHALL OVERSEAS LTD.FEROBERT FLEMING HOLDINGS INCE Control
COPTHALL OVERSEAS LTD.FEROBERT FLEMING HOLDINGS INC.E Control
J.P. MORGAN CHASE & CO.DEROBERT FLEMING HOLDINGS INC.E Control
ROBERT FLEMINGS HOLDINGS LTDFECOPTHALL OVERSEAS LTDE Control
ROBERT FLEMINGS HOLDINGS LTDFECOPTHALL OVERSEAS LTDE Control
ROBERT FLEMINGS HOLDINGS LTDFECOPTHALL OVERSEAS LTDE Control
ROBERT FLEMINGS HOLDINGS LTDFECOPTHALL OVERSEAS LTDE Control
ROBERT FLEMINGS HOLDINGS LTDFECOPTHALL OVERSEAS LTDE Control
THE CHASE MANHATTAN CORPORATIONDEROBERT FLEMING HOLDINGS INC.E Control
THE CHASE MANHATTAN CORPORATIONDEROBERT FLEMING HOLDINGS INC.E Control
THE CHASE MANHATTAN CORPORATIONDEROBERT FLEMING HOLDINGS INC.E Control
THE CHASE MANHATTAN CORPORATIONDEROBERT FLEMING HOLDINGS INC.E Control
ROBERT FLEMING NOMINEES LTDFEROBERT FLEMING HOLDINGS LTDC Control
ROBERT FLEMING NOMINEES LTDFEROBERT FLEMING HOLDINGS LTDC Control
ROBERT FLEMING NOMINEES LTDFEROBERT FLEMING HOLDINGS LTDC Control
ROBERT FLEMING NOMINEES LTDFEROBERT FLEMING HOLDINGS LTDC Control
ROBERT FLEMING NOMINEES LTDFEROBERT FLEMING HOLDINGS LTDC Control

Registrations

Federal

IA
Mar 25, 2002 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

522 FIFTH AVENUE
NEW YORK, NY 10036
USA
Phone: 212-837-1400