RATHBONE WARWICK INVESTMENT MANAGEMENT LLC
Legal name: RATHBONE WARWICK INVESTMENT MANAGEMENT
CRD #171115 SEC #801-79937 BOISE, ID 208-297-5445
SEC Registered
Total AUM
$464.4M
Discretionary
$383.2M
Employees
6
Clients
0
Accounts
1,457
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Idaho
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WARREN, BENJAMIN, CARL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WARREN, BENJAMIN, CARL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | NA | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| RATHBONE, ROBERT, WELLS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
| WARWICK, RYAN, CHRISTOPHER | I | MANAGING MEMBER | B | Control |
Registrations
Federal
IA
Jan 30, 2016 REGISTERED
Notice Filings (6)
CA CO ID OR TX WA
Address
101 S CAPITOL BLVD, SUITE 1701BOISE, ID 83702
United States
Phone: 208-297-5445