RIA Intelligence

RIDGE RETIREMENT CONSULTANTS, LLC

CRD #171273 SEC #801-79744 NEW YORK, NY 212-790-2888
SEC Registered
Total AUM
$1.4B
Discretionary
$0
Employees
5
Clients
--
Accounts
36

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 27, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PALEY, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
SARDERA, SERGIOICHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CLIENT SERVICESNA
SARDERA, SERGIOICHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CLIENT SERVICESNA
SARDERA, SERGIOIVICE PRESIDENT, CLIENT SERVICESNA
SARDERA, SERGIOICHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CLIENT SERVICESNA
KLINGMAN HOLDINGS, LLCDEKLINGMAN HOLDINGS, LLCE Control
SCHERZER, ROBERT, JEFFREYIMEMBERE Control
SCHERZER, ROBERT, JEFFREYIMEMBERE Control
SCHERZER, ROBERT, JEFFREYIMEMBERE Control
SCHERZER, ROBERT, JEFFREYIMEMBERD Control
SCHERZER, ROBERT, JEFFREYIMEMBERD Control
SCHERZER, ROBERT, JEFFREYIMEMBERD Control
SCHERZER, ROBERT, JEFFREYIMEMBERD Control
SCHERZER, ROBERT, JEFFREYIMEMBERD Control
SCHERZER, ROBERT, JEFFREYIMEMBERD Control
SCHERZER, ROBERT, JEFFREYIMEMBERC Control
KLINGMAN HOLDINGS, LLCDEKLINGMAN HOLDINGS, LLCB Control
KLINGMAN HOLDINGS, LLCDEKLINGMAN HOLDINGS, LLCB Control
KLINGMAN HOLDINGS, LLCDEKLINGMAN HOLDINGS, LLCB Control
KLINGMAN HOLDINGS, LLCDEKLINGMAN HOLDINGS, LLCB Control
KLINGMAN HOLDINGS, LLCDEKLINGMAN HOLDINGS, LLCB Control
KLINGMAN HOLDINGS, LLCDEKLINGMAN HOLDINGS, LLCB Control
PALEY, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERA Control
PALEY, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERA Control
PALEY, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERA Control
PALEY, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERA Control
PALEY, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERA Control
PALEY, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KLINGMAN, GERARD, ALBERTIKLINGMAN HOLDINGS, LLCE Control
KLINGMAN, GERARD, ALBERTIKLINGMAN HOLDINGS, LLCE Control
KLINGMAN, GERARD, ALBERTIKLINGMAN HOLDINGS, LLCE Control
KLINGMAN, GERARD, ALBERTIKLINGMAN HOLDINGS, LLCE Control
KLINGMAN, GERARD, ALBERTIKLINGMAN HOLDINGS, LLCE Control
KLINGMAN, GERARD, ALBERTIKLINGMAN HOLDINGS, LLCE Control
KLINGMAN, GERARD, ALBERTIKLINGMAN HOLDINGS, LLCE Control

Registrations

Federal

IA
Oct 27, 2016 REGISTERED

Notice Filings (3)

NJ NY TN

Address

108 WEST 39TH STREET
SUITE 305
NEW YORK, NY 10018
United States
Phone: 212-790-2888