VIA GLOBAL ADVISORS LLC
CRD #171399 SEC #801-107294 BROOKLINE, MA 781-266-6288
SEC Registered Disclosures
Total AUM
$435.6M
Discretionary
$206.2M
Employees
5
Clients
26
Accounts
341
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SLAUGHTER, HARVEY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SLAUGHTER, HARVEY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SLAUGHTER, HARVEY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SLAUGHTER, HARVEY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SLAUGHTER, HARVEY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SLAUGHTER, HARVEY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SLAUGHTER, HARVEY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO AND CCO | E | Control |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO | E | Control |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO | E | Control |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO | E | Control |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO | E | Control |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO | E | Control |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO | E | Control |
| CLOUSE, KIMBERLY, RECTOR | I | FOUNDER, CEO | E | Control |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (3)
MA NH TX
Address
1318 BEACON STREETSUITE 2
BROOKLINE, MA 02446
United States
Phone: 781-266-6288