RIA Intelligence

SHEPPARD WEALTH MANAGEMENT, LLC

CRD #171444 SEC #801-109989 BEND, OR 541-604-8603
SEC Registered Private Funds
Total AUM
$175M
Discretionary
$153.8M
Employees
3
Clients
0
Accounts
411

Firm Details

Organization Type
Limited Liability Company
State of Formation
Oregon
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 4, 2022
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Abell, JillICHIEF COMPLIANCE OFFICERNA Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
SWANSON, JOHN, SHEPPARDIMANAGING MEMBERE Control

Registrations

Federal

IA
Mar 4, 2022 REGISTERED

Notice Filings (5)

AZ CA OR TX WA

Address

5 NW MINNESOTA AVE
SUITE 220
BEND, OR 97703
United States
Phone: 541-604-8603