ALPHA INVESTMENT MANAGEMENT, LLC
CRD #171460 SEC #801-79737 BROOMFIELD, CO 303-521-3561
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAMES, ERIC, WILLIAM | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| JAMES, ERIC, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| JAMES, ERIC, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| JAMES, ERIC, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| JAMES, ERIC, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, BRANNAN, MARK | I | MANAGING MEMBER | C | Control |
| JOHNSON, BRANNAN, MARK | I | MANAGING MEMBER | C | Control |
| JOHNSON, BRANNAN, MARK | I | MANAGING MEMBER | C | Control |
| JOHNSON, BRANNAN, MARK | I | MANAGING MEMBER | C | Control |
Registrations
Federal
IA
Jun 27, 2014 REGISTERED
Notice Filings (2)
CO FL
Address
11907 HANGAR CTBROOMFIELD, CO 80021
United States
Phone: 303-521-3561