NOTE ADVISORS, LLC
CRD #171466 SEC #801-79807 BUFFALO, NY (716) 256-1682
SEC Registered
Total AUM
$382.2M
Discretionary
$382M
Employees
9
Clients
101
Accounts
1,010
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | NA | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | NA | Control |
| ISDANER, CODY, CHARLES | I | PRINCIPAL/CCO | E | Control |
| SSAO1210, LLC | DE | MEMBER | D | Control |
| STW SOUTHWEST, LLC | DE | MEMBER | D | |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| WARING, THOMAS, HOWARD | I | PRINCIPAL | D | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| GLOGOWSKI, SHAWN, CASEY | I | PRINCIPAL/CCO | C | Control |
| CAMPO, PETER, C | I | PRINCIPAL | B | Control |
| CAMPO, PETER, C | I | PRINCIPAL | B | Control |
| CAMPO, PETER, C | I | PRINCIPAL | B | Control |
| CAMPO, PETER, C | I | PRINCIPAL | B | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (4)
FL NH NY TX
Address
50 LAKEFRONT BLVD, SUITE 215BUFFALO, NY 14202
United States
Phone: (716) 256-1682