ALVAREZ & MARSAL INVESTMENT MANAGEMENT, LLC
Legal name: ALVAREZ & MARSAL INVESTMENT MANAGEMENT LLC
CRD #171489 SEC #801-80601 NEW YORK, NY 212-328-8594
SEC Registered
Total AUM
$123.3M
Discretionary
$123.3M
Employees
4
Clients
--
Accounts
20
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2018
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POST, WILLIAM, NOBLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POST, WILLIAM, NOBLE | I | CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| POST, WILLIAM, NOBLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POST, WILLIAM, NOBLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POST, WILLIAM, NOBLE | I | CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, DAVID, G. | I | ADMINISTRATIVE OFFICER | NA | |
| WALSH, DAVID, G. | I | OPERATIONS OFFICER | NA | |
| WALSH, DAVID, G. | I | ADMINISTRATIVE OFFICER | NA | |
| WALSH, DAVID, G. | I | ADMINISTRATIVE OFFICER | NA | |
| WALSH, DAVID, G. | I | ADMINISTRATIVE OFFICER | NA | |
| WALSH, DAVID, G. | I | CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| WINTERS, KEITH, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, KEITH, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, KEITH, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| ALVAREZ & MARSAL, INC. | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| ALVAREZ, ANTONIO, CLEMENTE | I | ALVAREZ & MARSAL, INC. | D | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
| MARSAL, BRYAN, PAUL | I | ALVAREZ & MARSAL, INC. | C | Control |
Registrations
Federal
IA
Mar 13, 2018 REGISTERED
Notice Filings (4)
CA DE NY RI
Address
600 MADISON AVE., 8TH FL.NEW YORK, NY 10022
United States
Phone: 212-328-8594