CFIC (US) INC
CRD #171519 SEC #801-80070 NEW YORK, NY 646-902-9937
SEC Registered Private Funds
Total AUM
$883.7M
Discretionary
$883.7M
Employees
16
Clients
--
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 8, 2018
- Branch Offices
- 0
- LEI
- 5505525
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Ellenbogen, Benjamin, Scudder | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ellenbogen, Benjamin, Scudder | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ellenbogen, Benjamin, Scudder | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Ellenbogen, Benjamin, Scudder | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| HAIN, ROBERT, CAMERON | I | PRESIDENT & SECRETARY | NA | Control |
| LEVITAN, DAVID, (NMN) | I | PRESIDENT & TREASURER | NA | Control |
| LEVITAN, DAVID, (NMN) | I | PRESIDENT & TREASURER | NA | Control |
| LEVITAN, DAVID, (NMN) | I | PRESIDENT & TREASURER | NA | Control |
| LEVITAN, DAVID, (NMN) | I | PRESIDENT & TREASURER | NA | Control |
| LEVITAN, DAVID, (NMN) | I | PRESIDENT & TREASURER | NA | Control |
| MCGILLIVRAY, DALLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGILLIVRAY, DALLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGILLIVRAY, DALLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Orlebar, Edward, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Orlebar, Edward, John | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| Orlebar, Edward, John | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| Orlebar, Edward, John | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| Orlebar, Edward, John | I | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| STURDEE, CHRISTOPHER, RODNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURDEE, CHRISTOPHER, RODNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURDEE, CHRISTOPHER, RODNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURDEE, CHRISTOPHER, RODNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURDEE, CHRISTOPHER, RODNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORNE, LOUIS | I | GLOBAL CHIEF OPERATING OFFICER | NA | Control |
| THORNE, LOUIS | I | GLOBAL CHIEF OPERATING OFFICER | NA | Control |
| THORNE, LOUIS | I | PRESIDENT AND GLOBAL CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANDREW, NORMAN | I | PRESIDENT | NA | Control |
| WILLIAMS, ANDREW, NORMAN | I | PRESIDENT | NA | Control |
| WILLIAMS, ANDREW, NORMAN | I | PRESIDENT | NA | Control |
| WILLIAMS, ANDREW, NORMAN | I | PRESIDENT | NA | Control |
| WILLIAMS, ANDREW, NORMAN | I | PRESIDENT | NA | Control |
| WILLIAMS, ANDREW, NORMAN | I | PRESIDENT | NA | Control |
| WILLIAMS, ANDREW, NORMAN | I | PRESIDENT | NA | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
| CITY FINANCIAL INVESTMENT COMPANY LIMITED | FE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STEIN, MICHAEL, LEON | I | MPI CAPITAL (UK) INC | E | Control |
| MPI CAPITAL (UK) INC | FE | CITY FINANCIAL INVESTMENT COMPANY LIMITED | C | Control |
| MPI CAPITAL (UK) INC | FE | CITY FINANCIAL INVESTMENT COMPANY LIMITED | C | Control |
| MPI CAPITAL (UK) INC | FE | CITY FINANCIAL INVESTMENT COMPANY LIMITED | C | Control |
| MPI CAPITAL (UK) INC | FE | CITY FINANCIAL INVESTMENT COMPANY LIMITED | C | Control |
| MPI CAPITAL (UK) INC | FE | CITY FINANCIAL INVESTMENT COMPANY LIMITED | C | Control |
| MPI CAPITAL (UK) INC | FE | CITY FINANCIAL INVESTMENT COMPANY LIMITED | C | Control |
| MPI CAPITAL (UK) INC | FE | STEIN, MICHAEL, LEON | C | Control |
| MPI CAPITAL (UK) INC | FE | STEIN, MICHAEL, LEON | C | Control |
| MPI CAPITAL (UK) INC | FE | STEIN, MICHAEL, LEON | C | Control |
| MPI CAPITAL (UK) INC | FE | STEIN, MICHAEL, LEON | C | Control |
| MPI CAPITAL (UK) INC | FE | STEIN, MICHAEL, LEON | C | Control |
| STEIN, MICHAEL, LEON | I | MPI CAPITAL (UK) INC | C | Control |
| STEIN, MICHAEL, LEON | I | MPI CAPITAL (UK) INC | C | Control |
| STEIN, MICHAEL, LEON | I | MPI CAPITAL (UK) INC | C | Control |
| STEIN, MICHAEL, LEON | I | MPI CAPITAL (UK) INC | C | Control |
| STEIN, MICHAEL, LEON | I | MPI CAPITAL (UK) INC | C | Control |
Registrations
Federal
IA
Jun 8, 2018 REGISTERED
Notice Filings (1)
NY
Address
444 MADISON AVENUE26TH FLOOR
NEW YORK, NY 10022
United States
Phone: 646-902-9937