KAIZEN ADVISORY, LLC
CRD #171520 SEC #801-80221 WHEATON, IL 630-949-2070
SEC Registered
Total AUM
$274.7M
Discretionary
$274.7M
Employees
3
Clients
0
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| YOUNG, THOMAS, RICHARD | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
| ZAYED, DEAN | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 1, 2019 REGISTERED
Notice Filings (1)
IL
Address
1745 S. NAPERVILLE ROADSUITE 103
WHEATON, IL 60189
United States
Phone: 630-949-2070