RIA Intelligence

SQN INSTITUTIONAL LLC

Legal name: SQN INSTITUTIONAL

CRD #171542 SEC #801-79851 NEW YORK, NY 212-422-2166
SEC Registered
Total AUM
$152.4M
Discretionary
$0
Employees
2
Clients
--
Accounts
5

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KING, KENNETHICHIEF COMPLIANCE OFFICERNA
MINNICH, MICHAEL, WAYNEIPORTFOLIO MANAGERNA Control
MINNICH, MICHAEL, WAYNEIPORTFOLIO MANAGERNA Control
MINNICH, MICHAEL, WAYNEIPORTFOLIO MANAGERNA Control
MINNICH, MICHAEL, WAYNEIPORTFOLIO MANAGERNA Control
MINNICH, MICHAEL, WAYNEIPORTFOLIO MANAGERNA Control
MINNICH, MICHAEL, WAYNEIPORTFOLIO MANAGERNA Control
MOLLOY, HEATHER, QUINNIPORTFOLIO MANAGERNA Control
MOLLOY, HEATHER, QUINNIPORTFOLIO MANAGERNA Control
MOLLOY, HEATHER, QUINNIPORTFOLIO MANAGERNA Control
VECCHIOLLA, RICHARD, RONALDICHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGERNA Control
VECCHIOLLA, RICHARD, RONALDICHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGERNA Control
VECCHIOLLA, RICHARD, RONALDICHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGERNA Control
VECCHIOLLA, RICHARD, RONALDICHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGERNA Control
VECCHIOLLA, RICHARD, RONALDICHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGERNA Control
VECCHIOLLA, RICHARD, RONALDIPORTFOLIO MANAGERNA Control
AURORA STRUCTURING ADVISORS LLCDEMEMBERC Control
AURORA STRUCTURING ADVISORS LLCDEMEMBERC Control
AURORA STRUCTURING ADVISORS LLCDEMEMBERC Control
AURORA STRUCTURING ADVISORS LLCDEMEMBERC Control
AURORA STRUCTURING ADVISORS LLCDEMEMBERC Control
AURORA STRUCTURING ADVISORS LLCDEMEMBERC Control
RENDEZVOUS CAPITAL LLCDEELECTED MANAGER, MEMBERC Control
RENDEZVOUS CAPITAL LLCDEMEMBERC Control
RENDEZVOUS CAPITAL LLCDEELECTED MANAGER, MEMBERC Control
RENDEZVOUS CAPITAL LLCDEELECTED MANAGER, MEMBERC Control
RENDEZVOUS CAPITAL LLCDEELECTED MANAGER, MEMBERC Control
RENDEZVOUS CAPITAL LLCDEELECTED MANAGER, MEMBERC Control
ULU CAPITAL & CONSULTING LLCDEMEMBERC Control
ULU CAPITAL & CONSULTING LLCDEMEMBERC Control
ULU CAPITAL & CONSULTING LLCDEMEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MINNICH, MICHAEL, WAYNEIRENDEZVOUS CAPITAL LLCE Control
MINNICH, MICHAEL, WAYNEIRENDEZVOUS CAPITAL LLCE Control
MINNICH, MICHAEL, WAYNEIRENDEZVOUS CAPITAL LLCE Control
MINNICH, MICHAEL, WAYNEIRENDEZVOUS CAPITAL LLCE Control
MINNICH, MICHAEL, WAYNEIRENDEZVOUS CAPITAL LLCE Control
MINNICH, MICHAEL, WAYNEIRENDEZVOUS CAPITAL LLCE Control
MOLLOY, HEATHER, QUINNIULU CAPITAL & CONSULTING LLCE Control
MOLLOY, HEATHER, QUINNIULU CAPITAL & CONSULTING LLCE Control
MOLLOY, HEATHER, QUINNIULU CAPITAL & CONSULTING LLCE Control
VECCHIOLLA, RICHARD, RONALDIAURORA STRUCTURING ADVISORS LLCE Control
VECCHIOLLA, RICHARD, RONALDIAURORA STRUCTURING ADVISORS LLCE Control
VECCHIOLLA, RICHARD, RONALDIAURORA STRUCTURING ADVISORS LLCE Control
VECCHIOLLA, RICHARD, RONALDIAURORA STRUCTURING ADVISORS LLCE Control
VECCHIOLLA, RICHARD, RONALDIAURORA STRUCTURING ADVISORS LLCE Control
VECCHIOLLA, RICHARD, RONALDIAURORA STRUCTURING ADVISORS LLCE Control

Registrations

Federal

IA
Mar 30, 2017 REGISTERED

Notice Filings (1)

NY

Address

100 WALL STREET
28TH FLOOR
NEW YORK, NY 10005
United States
Phone: 212-422-2166